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IV-B. Annotated
Copy of Eight-Year Review Report Provided to the Academic Senate by Linguistics
Graduate Students of the UCLA Slavic Department
October 30, 2000
What follows is our reaction, as some of the linguistics graduate students in the Slavic Department, to the 8-year review report of the UCLA Slavic Department, and to some of the documents associated with this report. Our comments are interspersed in blue type with the original text in black type.
We would ask that this document be read only by members of the Graduate and Undergraduate Councils, with the proviso that no member of the Slavic Department be given access to this document. Moreover, we would ask those who do take the time to read this to be mindful of the need to preserve confidentiality. To this end, we would further request that the contents of this document not be discussed by those who read it with members of the Slavic Department, nor with those whom the readers of this document might have reason to suspect are sympathetic to the Slavic Department faculty. We realize this sounds quite paranoid, but experience has taught us that in instances such as this, there can be no such thing as too much caution.
We would also ask that this document be read only in Luisa Crespo's office and in Luisa Crespo's presence.
We apologize for any typographical errors we might not have caught. We were pressed for time to make the submission deadline, and did not want to sacrifice content for style. We realize that this is a rather longish document, but felt a document of this length was necessary to address adequately the points brought up in the 8-year review report and in the documents associated with this report…
1999-2000 ACADEMIC SENATE REVIEW OF THE
DEPARTMENT OF SLAVIC LANGUAGES AND LITERATURES
Internal Reviewers:
Harold Martinson, Chemistry & Biochemistry,
Graduate Council, Chair of Team
Elinor Ochs, Anthropology, Graduate Council
Fred Burwick, English, Undergraduate Council
Chris Stevens, Germanic Languages, Undergraduate
Council
External Reviewers:
Alan Timberlake, Slavic Languages & Literatures,
UC Berkeley
David Bethea, Slavic Languages & Literatures, U.
of Wisconsin
Date of Site Visit: February 24-25, 2000
Date of Report: June 6, 2000
Approved by the Graduate Council: Approved by the
Undergraduate Council:
Draft Report of Internal Review Team
Appendix I: External Reviewer Reports
Appendix II: Site Visit Schedule
Appendix III:
Factual Errors Statement from Department Chair, M. Heim.
Response to Statement from H. Martinson
Appendix IV: Self Review Report
Internal Report on the Department of Slavic
Languages and Literatures
Preface
The following Academic Senate review of the
Department of Slavic Languages and Literatures was conducted during AY1999-2000
on the normal 8-yr cycle. The core of the review was the site visit on February
24 & 25, 2000 during which the four internal reviewers (Fred Burwick, UGC, Chris
Stevens UGC, Elinor Ochs, GC, Harold Martinson, GC, Chair of Team) and the
graduate student representative (Mark Quigley) were joined by the two external
reviewers (David Bethea, Wisconsin, and Alan Timberlake, Berkeley). The site
visit consisted of two full days of interviews with faculty, staff, students
and administration. After the site visit, the external reviewers prepared and
submitted a joint report (attached), based on the site visit plus additional
data and information supplied by the Graduate Division and the Department.
Meanwhile, the internal review team conducted additional interviews, as
necessary, to clarify issues raised during the site visit. The following
account is based on all of the above sources of information, and relies heavily
on the report of the external reviewers (henceforth, ER).
Introduction
The Department of Slavic Languages and Literatures at
UCLA has, for decades, been recognized as one of the finest and most
distinguished in the country. Not only are all the faculty individually of
national or international stature, but also the department as a whole is unique
in the breadth of its scholarship. This breadth is two-fold. First, while
departments elsewhere tend to be strong in literature at the expense of
linguistics, UCLA's strong literature component is paired with a linguistic
component that is unmatched in the country.
This
last part ("a linguistic component
that is unmatched in the country") is debatable. There
are many in the field who feel that the synchronic linguistic component of the UCLA Slavic
Department has failed to remain current with linguistic theory. The diachronic linguistic component remains strong.)
Second, following a period during which good departments
nationwide have trimmed non-Russian components from their programs, the
department at UCLA has remained dedicated to maintaining its comprehensive
Slavic character. In the future, UCLA's continued pre-eminence in Slavic
Languages and Literatures will depend both on maintaining the quality of this
faculty and on ensuring that adequate FTE are available to sustain its breadth.
Slavic studies, at UCLA as elsewhere, has been
uniquely buffeted by international events in recent decades. Shortly after the
last review, the initial euphoria following the collapse of the Soviet Union
gave way to apathy-and a nationwide decline in Slavic studies enrollments. Now
interest is picking up again and Slavic studies at UCLA has emerged from this
dark period stronger in comparison to departments elsewhere and is in a
privileged position to capitalize on the trend. Indeed, the department worked
tirelessly during the dark period to expand and advertise its undergraduate
offerings...
(It should be
noted here that this effort was confined primarily to Olga Yokoyama and Olga
Kagan, and was indeed opposed by a significant segment of the faculty...),
...and
its undergraduate program is now probably among the best in the country.
Undergraduates interviewed during the site visit were effusive in their praise
of the program. In the future, to maintain its stature in the field, the
department must turn its attention single-mindedly to the graduate program,
which is in a state of complete disrepair and endures only because of the
resilience and quality of its surviving graduate students.
Faculty
The uniformly high quality of the faculty has been
noted above, as has the remarkable breadth of scholarship in the department.
However, recent departures have left gaps in current coverage of the literature
component that must be filled before the department will be recognized as truly
balanced, having equally prestigious linguistic and literature components (ER,
pp. 4-5).
This
is problematic at two levels:
1.
Not everyone in the department sees the need to achieve a "balance"
between literature and linguistics.
As was correctly noted, most Slavic departments barely have a linguistic
presence, and many have none.
Given this state of affairs, it is unclear why the UCLA Slavic department
cannot remain the one department in the country with an emphasis on
linguistics. This is not to say
that the literature side of the department cannot also be of the highest
quality, but not everyone sees the need for this aforementioned
"balance". Indeed, even
when one overlooks the wildly exaggerated claims made by the department as to
placement of its graduates, it must be stated that it has been more successful
than some (but not all) major Slavic departments in placing its literature graduates in tenure-track
positions. Thus, it seems that in
spite of the fact that this department has a profile tilting towards
linguistics, it has nonetheless been relatively successful in placing its
graduate students, thus begging the question, why change? If anything, it is the department's
linguistic graduates who have had difficult times as of late competing for and
obtaining tenure-track jobs.
2.
The question of "prestige" is also problematic, especially with
regard to this department. For
years, the department's reputation has been measured by the prestige of its
faculty and its publications. What
was not measured to any significant degree, and thus not taken into the
calculations which determine a department's "prestige", is the
effectiveness with which the faculty trains new scholars and allows them to
contribute to the growth of the field in general. We feel that the failure to measure accurately this part of
the department's obligation has contributed greatly to the current state of
affairs now obtaining within the department. Many of the faculty feel that as long as their academic
reputation remains strong and intact, they have carte blanche to run the program and interact with
graduate students and staff alike in any manner they choose. The result may (or may not) be a
continuing stream of high quality publications, but what cannot come out of
this is a healthy graduate program, one in which the next generation of leading
Slavic scholars will be trained.
In the prevailing atmosphere, innovation and exploration of other
aspects of our field and of other disciplines in an attempt to gain new
perspective on our own discipline are not only not encouraged, they are
actively discouraged and openly scorned.
What is encouraged is very safe, very detailed work which will not
embarrass the faculty, but which also takes no chances whatsoever and which
contributes very little to the overall body of knowledge in our field.
We
understand that, as a part of the faculty's responsibility in producing valued
scholars, they must from time to time rein in overly enthusiastic graduate
students who might want to run before they have learned to crawl. This is, in our view, both necessary
and appropriate. However, when the
attitude becomes so restrictive and so self-enclosed that outside influences
aren't even allowed to filter in, then we feel that the faculty not only
deprives the graduate student of the wide ranging liberal arts foundation
necessary for innovative approaches to the type of scholarship which characterize
leaders in any field of academic endeavor, but even worse, the faculty is then
forced to take the less then ground-shaking papers and dissertations which
result from this atmosphere and declare them significant.
This
attitude that students learn here as graduate students cannot help but carry
over into their professional lives, the result being that, with the exception
of Gil Rappaport at the University of Texas, Austin, none of UCLA's Slavic
linguistic graduates is even close to taking over the reins as a leader in the
field. One former graduate student
who left our department to continue his education at another university was
quietly pulled aside by some members of that faculty and asked what the
situation is with the linguistics faculty at UCLA: why, given the size and
quality of that faculty, are the next generation of leaders in the field of
Slavic linguistics not emerging?
To those of us who are going through the UCLA program in Slavic linguistics,
the answer to this question is clear.
Thus,
we feel that we as students, and the field as a whole, would be better served
by a department concerned less with difficult to quantify concepts such as
"prestige" and more with the time it devotes to mentoring its
graduate students in an intellectually open manner. We are confident that this would be a much better and more
honest approach to the goal of obtaining prestige, since said prestige would
emanate not only from the reputation of the faculty, but the quality of its
graduates as measured by their ability to lead, and contribute to, the field.
Both external reviewers considered replacement of the
19th century specialist to be "absolutely crucial to the long-term health
and viability of the department" (ER, p.4). This opinion was expressed repeatedly
during the course of the site visit.
While
a Golden Age specialist would of course bolster the literature profile of the
department, we would emphasize that in the search for a highly regarded
specialist in this field, UCLA should not lose sight of the problems that have
led to the current state of affairs in the Slavic Department. From our point of view, better a young
and fair-minded junior scholar than a highly regarded senior scholar who shares
the opinions of the current faculty with regard to the treatment of graduate
students.
Moreover, to raise the department to a position of
unchallenged preeminence both reviewers argued that the appointment must be
made at the tenured level (ER, p. 5, and repeated assertions during the site
visit). The Dean has authorized a search at the assistant professor level. This
search should continue, but it would be wise for the department simultaneously
to try to identify a specific mid-career individual, highly respected in the
field-and also here, who would be willing to move. The Dean may reconsider the
rank if presented with a specific and compelling alternative.
The dilemma in this is that the ladder faculty are
already 100% tenured, and only one of these is at the associate professor
level. However, there were two
faculty losses last year and the above appointment would replace only one of
them. The external reviewers urge that the second FTE also be replaced, this
time at the junior level (ER, p. 5) and with a twentieth century specialist
which the department sorely needs ER, pp. 4 & 5). While the 19th century
appointment is crifical to the stature of the department, the 20th century
appointment also is very important programmatically and (given a senior 19th
century appointment) is essential as an opportunity to bring in young blood.
As mentioned earlier, a hallmark of the Slavic
Department at UCLA has been the breadth of its scholarship. Essential to
maintaining this breadth is representation on the faculty of a permanent South
Slavist, an area of expertise represented in most major programs in the country
(ER, p.5). Currently this position is filled by an Adjunct appointment which
has been satisfactory as a stop-gap measure but which does not give the
position permanence.
For
the record, the South Slavist position has been filled much, much more than
"adequately" by the current adjunct professor. Not only are his publications
outstanding, but so is his willingness to help so many students in our
department and serve on committees as an outside member. As the leading department in the
country in Slavic linguistics, the South Slavic position is fundamental, since
the earliest attested Slavic writings are South Slavic in nature, and it is
these writings which have influenced the development of a great many of the
Slavic standard literary languages.
Since the retirements of Birnbaum and Albijanic, this adjunct professor
has pulled the entire weight of the department in this regard, in addition to
being an excellent instructor in Serbo-Croatian, in which he has a truly
native-speaker capacity.
The
problem the he has encountered, and which those of us who are familiar with the
linguistic program in the Slavic Department know all too well, is that, for
whatever reason, he has fallen out of favor with those linguists who are
identified in this report as "the
two difficult faculty members...both of whom are in the linguistics program". Why he would be out of favor with them, no one of us could
possibly know or understand, but given the respective histories with the people
involved, it is not in the least difficult to infer with whom the problem lies.
Moreover,
it makes it difficult for students because Adjuncts do not "count" on
examination committees, and students hesitate to choose this area for their dissertations
because they cannot be sure that the expertise will still be there when it
comes time to read their theses.
The Slavic Department lost three FTE during the
period under review. Ideally they should be replaced as outlined above,
including a permanent South Slavist. However, recognizing that this may not be
possible at the present time, but in view of the importance of making these
appointments, we urge the department and the administration to explore
aggressively the possibility of filling the 20th century and the South Slavist
positions with joint appointments. This solution is being pursued increasingly
across campus, and for a small department like Slavic would be adequate to
maintain the breadth that has been a pillar of its reputation.
Strongly
disagree. We need a full-time
South Slavist. This department
made its reputation on historical linguistics, and the key to historical
linguistics in Slavic is South Slavic linguistics.
Undergraduate program (including language
instruction)
The reader is referred to the department's excellent
self-review (pp. 4-6) for a complete account of the department's many
accomplishments in this area. The external reviewers, like the undergraduates
mentioned earlier, were effusive in their praise of the Slavic undergraduate
program (ER, pp. 1-2). Note that the 19th and 20th century literature
appointments will be very important for the undergraduate program as well as
for the reasons discussed above, as these areas (particularly 19th century)
attract substantial enrollment.
However, while it is usual for literature to attract
more students than linguistics, we wish to emphasize, along with the external
reviewers (p. 2), that this should not be used as an excuse for the linguists
not to participate in the undergraduate program. As the externals point out,
"the linguists need not teach only highly specialized courses in
linguistics per se." They, like the literature faculty can extend
themselves to develop courses of more general interest, and thereby better
serve their department and the university community at large. "The
asymmetry in the utilization of faculty energy needs to be addressed" (ER
p. 2).
Strongly
agree. It is our feeling that the
failure of linguistics faculty to participate in the undergraduate program is
closely connected to their overall problems in dealing with students. Graduate students are, by their nature,
easier to teach, and they are much, much less likely to challenge their
professors, whereas undergraduates, whose success at the university is not
dependent on just one or two faculty members, readily and freely question and
challenge their instructors. It
comes as absolutely no surprise that these difficult linguistic faculty members
shy away from undergraduate courses.
It
is also worth noting that the UCLA Slavic Department, which has always prided
itself on its strength in linguistics, barely addresses this subject at the
undergraduate level anymore, with only one linguistic course listed for
undergrads, down from three a decade ago.
The UCLA Slavic Department is hardly in a position to complain about the
lack of preparation on the part of its incoming graduate students in the field
of Slavic linguistics when its own undergraduate program is so deficient in
this field.
Graduate Program
Student welfare. During the site visit the
review team heard several amazing accounts of emotional abuse perpetrated on
students by certain members of the faculty. So fearful were the students that
several asked to meet in private "somewhere far from our dept" after
the site visit was finished. These students told of still others who were too
fearful to meet with us at all. These meetings led to additional interviews
designed to assess the credibility of what was heard. In all, dozens of interviews
were conducted with current students, former students, faculty and staff. The
picture that emerged was one in which many students live in personal fear of
specific faculty members, and in anxiety about their futures within a program
perceived as capricious and self-serving. We note that the external reviewers
devoted more space to this issue than to any other single aspect of the Slavic
program despite the fact that they heard but a fraction of all the complaints.
The
last part of this sentence--"...despite
the fact that they heard but a fraction of all the complaints"--should be noted when reading the
most recent comments of the two external reviewers in which they lend their
strong support to the UCLA Slavic Department.
It
is important to maintain the proper focus on what follows. The mandate to the
review team was not to conduct a fact-finding mission or to determine the guilt
or innocence of particular individuals, but rather to assess the welfare of the
graduate students and to recommend corrective action, if necessary, to assure
their well-being.
This
then begs the question as to what exactly the mandate of the review team was. While we do not question the sincerity
of the review team's efforts and while we acknowledge that, in comparison with
other 8-year reviews, this review was indeed severe, it is nonetheless the case
that this review focuses on but a fraction of the abuses that have occurred in
this department over time. The
review committee itself, as it was constituted, was simply incapable of doing
the type of in-depth study of the department which would have been needed to
present a true picture of the abuses that have become institutionalized
there. There was, to our
knowledge, no detailed (i.e. involving extensive review of all financial aid
awards) investigation done into the system for distributing financial aid, nor
was there any financial auditing of the department's funding accounts to
ascertain the allegations made by students as to irregularities and
inconsistencies in the distribution of financial aid. While the report states that former graduate students were
contacted, in fact only a very small percentage of these former students were
actually contacted.
If
the mandate of the 8-year review committee did not include an in-depth
investigation and analysis of the department's fiscal practices and did not
include a comprehensive examination of all former graduate students, then who
in the Administration is charged with looking into these matters? If the 8-year review committee was indeed not instructed to
"conduct a fact-finding mission or
to determine the guilt or innocence of particular individuals", then who is charged with this task? Graduate students in the Slavic
Department took and continue to take considerable risk to their future careers
by cooperating so closely and extensively with the 8-year review committee to
uncover the abuses which have existed for years in this department. Now that some of these abuses have been
discovered and now that the Administration has been alerted to the fact that
such abuse is extensive and of long standing, what does the Administration plan
to do about this? Is it the
Administration's plan to be satisfied with what was uncovered in the 8-year
review process, hoping that once reforms are made the situation will be
forgotten, or, having been alerted by Slavic graduate students as to the real
nature of the department, is the Administration going to authorize the real and
in-depth type of investigation of this department that needs to be done? A failure to do this begs the question
as to who, if anyone, controls the behavior of academic departments at
UCLA. In addition, any such
failure of the Administration to continue the investigation into the Slavic
Department could create the impression that the Administration simply wants
this problem to go away, to fade with time.
The
Slavic Department, and by extension UCLA, is guilty not only of repeated and
institutionalized abuse of its graduate students, but also of lying to its
graduate students concerning funding and academics, resulting in students who
have been forced out of the field, or in students who have been trying to hold
on and suffering financially because of this. The Administration must realize that the UCLA Slavic Department
is not a thing apart, not an academic entity "associated" with UCLA,
but rather it is a part of UCLA.
Moreover, it was UCLA's representative to the students, UCLA's conduit
to students and the conduit by which UCLA monies were distributed to students. To the extent that the UCLA Slavic
Department abused its powers and abused its students, it is to this same extent
that UCLA as an academic institution abused power and abused its graduate
students in the Slavic Department.
UCLA has transgressed. UCLA
has for decades harmed and wronged students in the Slavic Department. It is now incumbent upon UCLA to right
that wrong, to make right what it has allowed to happen, and to do whatever is
necessary, financially, academically, and professionally, to remedy the
situation vis-a-vis those of its past and present graduate students adversely
affected.
Thus,
the issue is not whether any or all of what we heard is correct in its detail
or interpretation. The issue is the emotional trauma perceived by the review
team in the students entrusted to the care of this department. This is not to
cast doubt on any part of what we were told. Great care was taken to ensure the
legitimacy of the information upon which we have based the conclusions at the
end of this report. Several case histories from different sources were compared
and no example of any significant discrepancy was found. In other instances
different case histories involving similar situations were compared across
time. The consistency was remarkable, even between former students who had
never met. But to emphasize again: regardless of the details, the fear and the
anxiety among the affected students is real, it is deep, it has interfered with
the education of many, and it has crushed the careers of some. This level of
graduate program dysfunction is unprecedented in the collective experience of
this review team.
Without exception all who spoke with us feared
retribution if they were planning to make their career in Slavic studies, and
we heard reports of both threatened and perceived retaliation. Some students,
initially willing to tell their stories, later requested (even in tears) that
we not use any details. Therefore, to preserve anonymity, we will present most
information only in general terms, and the students, about half of whom were
directly affected, will be referred to collectively. However, we begin our
account below with one specific case history whose several facets reflect
themes we were to hear repeated over and over. This student, whom we will call
simply XX, did not fear recognition because she has left the field. The
following is her story.
XX entered the program with excellent credentials.
For various reasons-and on the advice of another faculty member-XX decided it
was best to drop a particular graduate course during her second quarter. When
XX spoke to the professor involved, the professor reportedly went on the
offensive, not only insulting XX repeatedly, but also disparaging, with
gestures and sarcasm, the other members of the faculty from whom XX had
obtained advice. When exchanges like this continued unabated-and after being
reduced to tears, XX concluded that she was merely a pawn in a jealous rivalry
between this professor and other members of the faculty. Therefore, XX resolved
to go to the Chair. According to XX the Chair responded with soothing words,
and a statement to the effect that "there are problems among some of the
faculty in this department. It is too bad that you have been caught in the
middle of it. You just have to work around them." Accordingly, rather than
addressing the problem, and with a comment to the effect that enrollment was
low, the chair suggested that she re-enroll. Having heard numerous stories
about the professor in question, and concluding that the Chair was merely
circling the wagons, XX, in "the saddest decision I've ever made",
left the program and the field. The "sad decision" quote above was
not provided to us by XX simply for effect. Others have quoted her as saying at
the time, "I have a broken heart .... This was the love of my life."
If the above case history were an isolated report it
could justifiably be overlooked.
(We wonder
at this statement. Even if it were
just one person and one incident, why would the review committee think it would
be "justifiable" to overlook it?)
However, every detail in this account has counterparts in the accounts
of others dealing with this professor. We were told of other highly qualified
students who were driven away, of another chair who sat idly by (indeed, reportedly
suggesting that a student apologize to the professor for requesting to drop the
class!?). Thus, the perception of students that this professor takes even the
most routine matters personally led XX to leave rather than spend "5 years
worrying that the most innocent move or comment can turn into a major
battle." And so a highly qualified student with a passion for the field,
was lost.
The above is the only case history we have been given
permission to present explicitly. However, during the course of our interviews
we were told of
• physical displays of faculty anger including
frequent yelling and even slamming a chair on the floor
• students being intimidated into taking
particular classes because of enrollment concerns
• students who fear writing anything but
laudatory comments in the "anonymous" course evaluation forms
• a fractious faculty so immobilized by
disagreement that no common reading list can be agreed upon (at least for
linguistics) to assist the students in preparation for their exams
• students who feel compelled to tailor their
intellectual approach in exams to the committee membership, and who are advised
to "get one on your side" before going into exams
• students who don't dare complain for fear of
retaliation in the MA or PhD exams, or in obtaining a dissertation signature
• students who feel that the only value of
their comments is for use as ammunition in the internal squabbles of the
faculty
• repeated episodes of students being ridiculed
for having various deficiencies in their background; e.g. "What the hell
are you doing here?" or "Well, you might as well just be an
undergraduate!"
•
students feeling abandoned and with no place to turn
• faculty who appear to change their minds
about the quality of work in response to unrelated circumstances
• ladder faculty conspiring against non-ladder
faculty in the presence of students
• faculty playing out their rivalries by
deprecating students' choices of dissertation advisor
• students being threatened with loss of
funding in arguments with faculty, e.g. " ... and don't think you are
going to get funding next year..."
• students being threatened with disciplinary
action for voicing disagreement with faculty
We
would take pains to emphasize that the above list is accurate, but very general and not comprehensive.
Funding. A persistent complaint among students
for years has been the chronic shortage of funding and the apparently
capricious manner in which it is distributed. Students complain about lack of
transparency in the criteria and processes governing the awarding of graduate
student support. Certain jealousies and rivalries among the faculty are said to
be so conspicuously displayed as to be common knowledge among the students. So
vengeful are the faculty, we were told, that many students sincerely believe
they are merely pawns among these colliding ambitions and that the awarding of
support often is little more than manipulation resulting from jealousy or
retribution.
The
issue is not the nature of the details giving rise to this perception, but
rather the perception itself of a systemic disrespect of graduate students, and
their apparent treatment as chattel in the department. The chronic shortage of
funds, almost universally identified by the faculty as the principal source of
student dissatisfaction, is secondary to the spiritual blight in the department
in the eyes of the students. Nevertheless, the inability to find adequate
student support is also unacceptable and must be remedied (at least in the
short term) by reducing the number of acceptances into the program.
Attrition. Based on the above one would expect
the level of attrition in the Slavic department to be quite high. While
attrition cannot reliably be determined from statistics alone, a rough estimate
based on the total number of degrees awarded (MA+PhD) compared to the number of
admittances between Fall of '88 and Spring of '98 suggests that Slavic has the
highest record of attrition of any comparable department in the Humanities
(comparison among 10 departments). But the reported mistreatment of students
appears not to be the only reason for attrition in the Slavic department. A
cursory survey of case histories for students who have left the program in
recent years suggests that several were underqualified from the start. In
addition, many of the others have had backgrounds considered grossly inadequate
by some of the faculty ("What the hell are you doing here?"). In
particular, students frequently reported being castigated for insufficiency in
Russian. The impression is that the department over-admits
and then relies on attrition to select for the students that will eventually
get their degrees. Under normal circumstances this would be a healthy
selection-capable, well prepared students would be admitted and the motivated
ones would persevere and succeed.
It
is not clear to us what the internal reviewers mean by this. Our complaint has always been that the
department issues a blanket statement to the effect that if students "do
well", then they will be funded.
Never is the term "do well" defined, for the to us all too
obvious reason that the department can never fund all of its graduate students. What if all the graduate students did
equally well? Would they all get funded?
Of course not. The
department has always known this yet it often keeps this information from
potential graduate students. The
department has no ethical or moral obligation to fund every graduate
student. The department does have,
however, a moral and ethical obligation to be truthful to all its current and
potential graduate students about the state of funding in this department.
What
is potentially troubling about the statement of the internal reviewers above,
i.e. "Under normal circumstances
this would be a healthy selection-capable, well prepared students would be
admitted and the motivated ones would persevere and succeed," is how one interprets the term
"motivated". What if all
students were equally motivated?
Would all then be provided funding? Or is could this criteria be used in exactly the same way
the department has used the terms "good" and "satisfactory"
in the past, with funding only available for those who fall under the
"good" rubric according to criteria known only to the faculty? In other words, if all the students of a given class proved to
be outstanding, would they all then be provided funding?
Or is this just another construct (with "motivated vs.
non-motivated" replacing "good vs. merely satisfactory") through
which the department could continue its policy of Social Darwinism?
However, in this department the reports we heard
paint a picture of a process that results not in cultivation of the best and
the brightest, but in the survival of the toughest and the most resilient-with
the rest simply being discarded as damaged goods.
Attrition
is a terrible waste. Resources, desperately needed by other students, are
squandered on students who do not return. Precious time in the young lives of
these students is needlessly lost; they either should not be admitted or, once
admitted, they should not be driven away. Talent, important to the field and to
UCLA, is shunted aside or destroyed. It is imperative that the department
reform its attitude towards graduate students. These are young human beings
entrusting themselves to the department for intellectual nurture and
professional training. The department should consider more carefully exactly
what background and capabilities it expects its students to bring to the
program and then should screen the applicants rigorously. But once the students
are admitted to the program the department is obligated to work as
conscientiously as possible to mentor each student to success.
Apparently
some faculty have very strong opinions about the level of preparation required
of students who enter the program. The admissions committee should enlist these
faculty in the screening of the applicants. Where possible, interviews in
person should be conducted. When this is impractical, telephone interviews
should be substituted. But some kind of direct interaction appears to be
necessary to avoid admitting students who are considered inadequate. However,
once the students are admitted, no faculty member has the right to ridicule
their level of preparation-the faculty are responsible for whom they admit.
Here we, quite obviously, strongly agree
with the internal reviewers and we appreciate the forceful way in which these
points are made.
Graduate
requirements. A number of specific issues were discussed with the review
team, leading to the following recommendations by the external reviewers (ER,
p. 6). "Reasonable and coherent reading lists [must] be established".
The "exam format [must] be regularized ... and the expectations for
student performance be made explicit". "The graduate program [must]
be simplified and the time to-PhD be reduced". The internal reviewers
strongly support these recommendations and refer the reader to the report of
the external reviewers for a complete discussion of the issues. However,
because none of these issues-nor others the internal reviewers would ordinarily
have raised-can be meaningfully addressed unless the problems above are
resolved, we forgo further elaboration here.
Moreover,
there is an additional problem that must be solved before these graduate
program issues can be dealt with. The faculty must find some way to make
collective decisions. Repeatedly we were told that particular issues had not
been resolved because no consensus could be reached. In some cases this involved
dissertation committees whose members, we were told, changed their minds or
could not agree-leaving the student stranded! In other cases departmental
issues were involved, such as the infamous (and functionally non-existent)
reading lists. When we asked the chair what the vote of the department had
been, we were told that there had been no vote! Further questioning left the
review team, with the impression that the faculty avoids voting on issues that
might go against the strongest personalities in the department. This tendency
would be' consistent with reports of attempted intimidation following such
votes in the past.
Even
now, as this is being typed, months after the release of the report, it is still the case that the radical changes that
need to be made are being thwarted by the same two linguistic faculty members
mentioned in the report proper. We
have heard of faculty shying away from changes which need to be made because
"you-know-who would raise a fuss." This, then, is precisely what the 8-year review pointed out, the Slavic
Department faculty avoiding issues and proposed changes which "might go against the strongest personalities in the
department".
Some
way must be found for the department to make collective decisions so that the
students can have the security of knowing what is and what is not expected of
them. In the current climate many students feel obliged to tailor their
preparation to the perceived idiosyncratic preferences of specific members of
the faculty.
Action
Although the problems reported to us centered
primarily on just two members of the faculty, the greatest anger of the
affected students was often reserved for the majority of the faculty who they
say take no interest in, and no responsibility for, their plight. Again and
again the review team heard of mistreated students who received only soothing
words from the Chair and from other members of the faculty. In one instance the
Chair actually did approach the faculty member involved to suggest outside
mediation. When (predictably) the faculty member objected, the matter was
dropped. Thus, a situation with its origins in a small minority has become the
responsibility of the entire department because of the inaction and complacency
of the faculty (with one exception). Therefore, with but this one exception,
the entire faculty, collectively and individually, is culpable.
With
one small exception, we agree fully with this assessment. We do feel that some
of the native Russian faculty should not be held to the same degree of
responsibility as the Americans on the faculty since their understanding of the
academic system as a whole is not as comprehensive as one would expect from an
American scholar whose academic training and teaching has, in the main, been
done in the American system. In
fact, certain of these native Russians have made significant attempts to rein
in the two problem faculty members in linguistics and to circumvent
difficulties associated with these two faculty members.
Accordingly:
1) To reduce the
burden of students in the department and to preclude additional students from
entering an unhealthy environment, the Graduate Council has voted to suspend
admissions to the graduate program of the department of Slavic Languages and
Literatures until such time as conditions for graduate students in the
department improve.
2) To
protect students already in the program from further abuse, and to prevent any
possibility of retribution against those who may have cooperated with the
review team during this review process, it is hereby recommended that the
Administration place the department of Slavic Languages and Literatures in
receivership until such time as external oversight is no longer deemed
necessary to protect the legitimate rights of the students to:
• be treated with respect
• take courses that benefit their education
rather than the need for enrollments
• be provided with reasonable and coherent
reading lists
• be informed explicitly of the format and
expectations for exams
• have their dissertations read in a timely
fashion and to receive constructive and useful criticism
•and in other ways, not specified above, to be
enabled, not impeded, in their education.
It
goes without saying that the willingness of numerous students to speak with the
review team (but not to be quoted) was critical in arriving at the decision to
take the above actions. Let it, therefore, be clearly understood that the
slightest indication of retaliation by faculty against students will be
aggressively investigated by the Graduate Council to determine whether charges
should be filed with the appropriate Senate Committee for violations of the
Faculty Code of Conduct, not only for recent but also for any past offences.
These
are certainly strong words.
Unfortunately, it seems as though the Administration is incapable of
providing the protection it promised to students who would volunteer to come
forth and speak with the committee.
Immediately after the release of the report the Chair of the Slavic
Department, Michael Heim, announced that he wanted to speak individually with
each and every one of the graduate students in the department. This was immediately brought to the
attention of the Administration.
Subsequent to this, one of the emeritus professors also began asking
students what they knew about the 8-year review, and this same professor then
openly confronted one student, accusing her of trying to bring down the
department.
The
Slavic Department graduate student representative several times made clear to
the Chair of the Slavic Department that she thought this sort of interaction,
one-on-one, between any professor in the Slavic Department, including the Chair, with
graduate students concerning the 8-year review would be inappropriate, simply
because it would put the student in a position of having either to openly state
his/her opinions of the review to the Department Chair, or it would force
him/her to lie in instances where he/she did agree with the report. Additionally, for every student that does speak with the Chair, this draws further
suspicion to those who choose not to speak with him, especially in a small
department such as Slavic. The
Slavic Department graduate student representitive offered to act as a conduit
to the Chair if he wanted to solicit feedback from the students, but the Chair
continued to disregard her request (made several times) that he not seek to
meet with students individually to discuss the report, even after other
students voiced complaints.
Eventually,
the Administration took action, instructing the Slavic Department faculty that
only the Chair of the Department should be talking with students. While this was a good first step as far
as it went, it was bad in that, far from instructing the Chair not to discuss
the 8-year review with the students individually, it in fact appeared to give
him a mandate to do so.
What
follows is perhaps some of the clearest evidence that the UCLA Slavic
Department faculty, far from being inclined to accept the report and to work
with the Administration to fix what is clearly a broken program, is intent on
holding on to its power and on attempting to defend its treatment of graduate
students. Certain members of this
faculty actually threatened legal action against the Administration and the
University for abridging their First Amendment rights. This strikes us as outrageous. We are not lawyers, so we cannot
comment on the validity of their claim.
It seems that in other areas of employer-employee relations, an employer
would be more than justified in asking his/her employees not to speak with
customers about certain issues.
Apparently, however, because of the "special status" of
professors vis-a-vis the university for which they work, i.e. issues related to
academic freedom and tenure, these restrictions cannot be placed on tenured
professors.
We
do not know for sure that this is true, i.e. that professors in this instance
are privileged over and above non-academic workers in this regard. As we have said, we are not lawyers. What we do know is that the
Administration, when challenged by these dissatisfied Slavic Department faculty
members, quickly acquiesced and recognized the faculty's "right" to
approach students and speak with them at will concerning the 8-year review. This implies one of two possible
scenarios:
1.
That the Administration conferred with its lawyers who told them that those
Slavic Department faculty and their legal representation were in fact correct,
and that the Administration has no power and no right to preclude conversations
between faculty and students on certain issues. If this is the case, then the UCLA Administration should
have known this beforehand, and should have made it clear to students that, if
they were to honor the Administration's request to participate fully in the
eight-year review process, then they would be doing so knowing that there is no
way they could be protected from direct inquiries from the UCLA Slavic
Department faculty. The fact that
the effort was made by the Administration to preclude such conversations
(excepting the Chair) shows good faith on the part of the Administration, but
clearly this was an area in which the Administration was ill-prepared and as a
result, led the Administration to offer what it could not provide, namely protection
from the Slavic Department faculty.
2.
The second possible scenario is that the Administration, when confronted with
the threat of legal action from the Slavic Department faculty, chose simply to
give in, not wanting to risk an intra-university legal battle which could open
up a legal can of worms vis-a-vis the always sensitive issues of academic
freedom and tenure. In other
words, rather than taking the difficult road of engaging its own faculty in the
legal arena, the Administration defaulted to the faculty's position and thus
left Slavic Department graduate students open to this type of intrusive
questioning. If this is the case,
there is no other word for it than shameful.
Regardless
of which of these two scenarios is true, it is clear that either the
Administration or the Graduate Council or both is still either unable or
unwilling to protect Slavic Department graduate students from unwanted
conversation with Slavic Department faculty members regarding the 8-year
review. When the Graduate Council
was asked by graduate students to make the 8-year review available via e-mail
(this in response to Michael Heim's sending out to graduate students via e-mail
documentation which supported the position of the Slavic Department faculty),
the Graduate Council was extremely reluctant to do so. This reluctance itself seems to
indicate a bias toward faculty sensibilities. Whatever arguments might have been made against releasing
the report via e-mail surely would lose their justification in light of the
fact that the Slavic Department faculty itself was using e-mail to communicate
its own side of the story (and only its side of the story) to graduate students. In spite of the fact that the Slavic
Department itself was sending out reports which reached graduate students
immediately, regardless of where these graduate students were (i.e., student
out of the area or abroad would instantly get the department's side of the
story via e-mail, but not the original report to which the department was
responding), it appears as though the Graduate Council did finally buckle in to
the Slavic Department itself and refused to send out the report via
e-mail. A sort of
"compromise" solution was reached whereby the Graduate Council agreed
to send out paper copies of the report to individual graduate students.
Even
more disturbing than the double standard seen here (e-mail for statements and
arguments favorable to the faculty, snail-mail for the report itself), was the
letter which accompanied the report, in which Slavic Department graduate
students, many of whom had already expressed clearly their desire not to
discuss the 8-year review with Slavic Department faculty (including the Chair,
Michael Heim), were actually encouraged to participate in what the letter
termed the department's "self-review process". In spite of student objections to
communicating directly with Michael Heim and other Slavic Department faculty
members about the 8-year review, the University has not only failed to prohibit
Michael Heim from communicating with graduate students concerning the 8-year
review, it has in fact given him a mandate to do so.
UCLA's
handing of this matter in promising what it could not (or would not) provide in
terms of protection from retaliation will cast a long shadow not only over
future 8-year reviews but on the reputation of the University as a whole.
Recommendations
It is the goal of the councils to use the review
process to strengthen departments. Therefore, we urge the Administration to
refrain from imposing punitive measures (such as withdrawing the 19 century
FTE). This would diminish the department's stature and would harm even the
graduate students we seek to protect.
We
sincerely appreciate the internal review committee's desire to protect graduate
students. We do not, however,
necessarily see a contradiction between such protection and punitive measures
being taken, not against the department per se, but against those faculty
members who have abused graduate students and those who stood by and allowed it
to happen.
Problematic
in this regard, however, is that, as things stand now, the censure procedure as
it exists requires students to come forth, give up their shield of anonymity,
and testify on record as to the wrong-doing of the professor in question. In a field such as ours, going public
with complaints about one's own institution is tantamount to making oneself
persona non grata in the Slavic world.
That is not especially fair, but it is true nonetheless. UCLA should have in place an investigative
and censure procedure which would not rely on the direct testimony of graduate
students.
Another
problem with academic censure, as we understand it, is that, astoundingly, this
is supposed to be a "confidential" process, the result of which is to
be known only to the Administration and the faculty member involved. While we doubt that any graduate
student would want to even avail him- or herself of the opportunity to try the
censure option, simply because of the need to lift the shield of confidentiality,
the absurdity of this "confidentiality" requirement begs the question
as to what value the entire procedure could possibly be? If a student were willing to give up confidentiality to
participate in a censure procedure, the hope would be that, by censuring a
faculty member, that faculty member's standing and prestige in the field would
be negatively affected, as would, consequently, his or her power to harm
graduate students, either by outright negative commentary or by instances of
"damning with faint praise" directed towards colleagues in the field
who might be considering hiring the graduate student in question. But if the entire process itself is
"secret", then there would be no sense of disapprobation visited upon
the faculty member by others in the field, again leaving open the question, why
would a graduate student even bother?
As long as graduate students are giving up their confidentiality anyway,
they might as well file suit in court, where at least they stand a reasonable
chance of collecting damages, and in addition, they can at the same time focus
the spotlight on the misdeeds of the offending faculty member.
Instead, we offer the recommendations below in the
hope that they will be supported by the administration so that the department
may emerge stronger and more respected than before. The department, for its
part, can minimize the inevitable stain on its reputation resulting from the
measures outlined above, by working quickly to address and redress the problems
described in this review.
The
one thing this department has not done since the release of the report is to
work "quickly to address and
redress the problems described in this review." On the
contrary, this department has fought against these results tooth and nail from
the very beginning, and continues to do so today. The Chair of the Slavic Department has not only refused
requests from the graduate student representative that he refrain from engaging
students in one-on-one conversations concerning the 8-year review, he has
continued his campaign against a former graduate student in this department who
had the courage not only to speak out, but to allow her story to be used
publicly.
In
the internal review team's response to Michael Heim's "Error of Fact"
statement, it is made abundantly clear that Michael Heim will twist and shade
the truth, and even completely deny the truth, in his efforts to undo the
results of the 8-year review. To
quote from this response from the internal reviewers: "The pattern that emerged was consistent denial or
minimization of the problem-until confronted with overwhelming evidence.". This pattern of which the
internal reviewers speak continues to the present day. One would think, after having been
confronted so openly and undeniably with such a characterization of his
actions, the Chair of the Slavic Department would mend his ways, but not
so. In the above-mentioned e-mail
he sent out to all graduate students, in spite of the fact that the Slavic Department's practice of
always striking out at the weakest and most vulnerable of its members, namely
graduate students, had been exposed in the 8-year review report, and in
spite of the fact that
the internal reviewers had effectively rebuffed his attempt to demonize the one
student brave enough to allow her story to be told (the very first point
addressed in the internal reviewers' response to the Chair's "Error of
Fact" statement), the Chair of the Slavic Department unbelievably continues to attack this same student. In doing so, not only does he falsely
characterize her abilities, but he actually releases details of her private
transcript from UC Riverside, without her consent, to other students, thus
putting him in violation of UC regulations, to say nothing of the Family
Privacy Act of 1974.
Far
from complying with the suggestions in the 8-year review, the Chair of the
Slavic Department has done everything in his power to refute the facts stated
in the review. He has stated his
intention of not only arguing against receivership (which is the very least that the Slavic Department should
receive), but also his intention to ask that the ban on incoming graduate
students be lifted.
As
for the rest of the faculty, clearly there are elements who will stop at
nothing to thwart the University's attempts to reform the Slavic
Department. They have already
challenged the University's authority legally (and won?). Tenure grants them next to absolute
security in their positions, and they are well aware of this. If they succeed in avoiding
receivership, which is what the rumor mill is saying will happen, this will
only strengthen their resolve, for they will know that not only have they
consistently and grotesquely abused graduate students, but that even though
this has been exposed publicly, they have still managed to hang on to power,
which will make them even more arrogant (if that is possible) than before.
The
University should be under no illusion that this department will ever
voluntarily comply with the suggestions contained in the 8-year review. It will never voluntarily acknowledge
that it was abusive to students.
It will never consent to give up power or to reform itself, because to
take steps to do so would in effect acknowledge the correctness of the report,
namely that reform was needed and that abuses did occur.
To the department and the administration
1 . To maintain the stature of the
department and to bolster undergraduate teaching, raise the current search for
a 19th century specialist to open rank, preferably someone already highly respected
in the field, and ideally someone who might take a leadership role as the
department emerges from the present crisis. It is understood that recruiting
such a person may be temporarily delayed by the measures outlined above,
however the delay can be shortened by aggressive cooperation on the part of the
department to correct the problems that have been noted above.
2. Seek a joint appointment to fill the 20th century
position.
3. Seek a joint appointment to provide a permanent
South Slavist.
As
mentioned above, not all of us agree that a 19th century position is as
important as a South Slavist. Some
of us believe that a full-time South Slavist should be the next appointment approved, assuming
the Slavic Department continues to be a viable academic department at UCLA.
To the department
4. Engage the linguistics faculty in the
development of a more balanced undergraduate curriculum in which the linguists
share in the undergraduate teaching.
Increase the selectivity of admissions to reduce
graduate student attrition. The goal should be to generate a smaller (by half),
better prepared student body, with more funding per student. Simultaneously,
efforts to find additional sources of funding should continue. Any subsequent
increase in admissions should be accompanied by commensurate increases in
funding opportunities for the students.
6.
The procedures for and the criteria upon which funding decisions are made must
be clearly explained to the students in writing.
7. Lift the veil of secrecy characteristic of the
department. For example, admit the MSO to faculty meetings as is done for all
other departments in the Kinsey Humanities Group, and allow graduate students
meaningful participation.
Time line
A follow-up review of the department will be conducted
in the Spring of 2001 by a process to be decided before June 30, 2000.
It is now October of 2000, four months
have passed since this process was to be determined, and no one among the
students has heard anything of it.
Approved by the Graduate Council: June 9, 2000
Approved by the Undergraduate Council: June 9, 2000
Appendix I: External Reviewer Reports
Appendix I
External Reviewer
Reports
Alan Timberlake, Slavic Languages & Literatures,
UC Berkeley
David Bethea,
Slavic Languages & Literatures, University of Wisconsin
TO: Duncan Lindsey, Chair, Graduate Council, Academic
Senate Office, UCLA
FROM: David Bethea, Department of Slavic Languages
& Literatures, University of WisconsinMadison;
Alan Timberlake, Department of Slavic Languages &
Literatures, University of California at Berkeley
ABOUT: External Review of the Department of Slavic
Languages & Literatures, UCLA, February 23-25, 2000
1.
General. For several decades UCLA
has been a leader in Slavic studies in North America, the hallmarks of its
program being an enviable breadth and rigor. It has been especially strong in
the area of linguistics and poetics. Perhaps more than any other department in
the country, UCLA's has embodied, and to a significant degree still embodies in
some of its faculty, what the great structural linguist Roman Jakobson called
the study of the "Slavic word"-- the investigation of how the
disciplines of linguistics, poetics, folklore, and literary study interrelate
and interpenetrate on Slavic soil. UCLA's Slavic faculty are virtually without
exception highly productive and distinguished, with national and in several
cases international reputations.
This is true for some faculty in the
Slavic Department. Others are
looked upon as productive, but not particularly relevant or distinguished, as
they have failed to keep up with developments in the field.
On
the undergraduate level, the department has generally worked hard to make
itself accessible and relevant to today's students, and it has done so without
abandoning its traditions and high standards. The language program at UCLA,
about which we will have more to say below, is one of its singular strengths.
With regard to the graduate program, the students appear to be exceptionally
well trained,.....
Yes and no. Linguistically, the program here is seriously deficient in
current theory. No one is saying
that the linguistic component of the UCLA Slavic Department should turn its
focus completely on current linguistic theory. There is much to be said for its emphasis on historical and
Jakobsonian linguistics. But it
does its students no favors when it fails to offer even a cursory introduction
into Government/Binding and Minimalist linguistic theory. One need not be able to claim expertise
in this area in order to be taken seriously in the field, but one should at
least be conversant in this school of linguistic thought, since it is the
dominant scholarly construct for linguistics in this country. One need not necessarily agree with it,
but in order to even debate it, one must know what it is.
In this respect, then, not only has the UCLA Slavic Department not trained its charges well, it hasn't trained them at all. It's a problem. Of the seven UCLA Slavic Ph.D.'s in linguistics who received tenure track positions in the 1990's, three received tenu