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Section 1 | Section
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4b | Section 4c | Section 4d
| Section 4e | Section 4f | Section 4g | Section 4h | Section 4i | Section 4j | Section 5 | Section 6 | Section 7 | Section 8 |
IV-A.
Eight-Year Review Report of the UCLA Department of Slavic Languages and
Literatures; Michael Heim's Email to Students; Revisionist Letter by
Bethea/Timberlake
1999-2000 ACADEMIC SENATE REVIEW OF THE
DEPARTMENT OF SLAVIC LANGUAGES AND LITERATURES
Internal Reviewers:
Harold Martinson, Chemistry & Biochemistry,
Graduate Council, Chair of Team
Elinor Ochs, Anthropology, Graduate Council
Fred Burwick, English, Undergraduate Council
Chris Stevens, Germanic Languages, Undergraduate
Council
External Reviewers:
Alan Timberlake, Slavic Languages & Literatures,
UC Berkeley
David Bethea, Slavic Languages & Literatures, U.
of Wisconsin
Date of Site Visit: February 24-25, 2000
Date of Report: June 6, 2000
Approved by the Graduate Council: Approved by the
Undergraduate Council:
Draft Report of Internal Review Team
Appendix I: External Reviewer Reports
Appendix II: Site Visit Schedule
Appendix III:
Factual Errors Statement from Department Chair, M. Heim.
Response to Statement from H. Martinson
Appendix IV: Self Review Report
Internal Report on the Department of Slavic
Languages and Literatures
Preface
The following Academic Senate review of the
Department of Slavic Languages and Literatures was conducted during AY1999-2000
on the normal 8-yr cycle. The core of the review was the site visit on February
24 & 25, 2000 during which the four internal reviewers (Fred Burwick, UGC,
Chris Stevens UGC, Elinor Ochs, GC, Harold Martinson, GC, Chair of Team) and
the graduate student representative (Mark Quigley) were joined by the two
external reviewers (David Bethea, Wisconsin, and Alan Timberlake, Berkeley).
The site visit consisted of two full days of interviews with faculty, staff,
students and administration. After the site visit, the external reviewers
prepared and submitted a joint report (attached), based on the site visit plus
additional data and information supplied by the Graduate Division and the
Department. Meanwhile, the internal review team conducted additional
interviews, as necessary, to clarify issues raised during the site visit. The
following account is based on all of the above sources of information, and
relies heavily on the report of the external reviewers (henceforth, ER).
Introduction
The Department of Slavic Languages and Literatures at
UCLA has, for decades, been recognized as one of the finest and most
distinguished in the country. Not only are all the faculty individually of
national or international stature, but also the department as a whole is unique
in the breadth of its scholarship. This breadth is two-fold. First, while
departments elsewhere tend to be strong in literature at the expense of
linguistics, UCLA's strong literature component is paired with a linguistic
component that is unmatched in the country. Second, following a period during which good departments
nationwide have trimmed non-Russian components from their programs, the
department at UCLA has remained dedicated to maintaining its comprehensive
Slavic character. In the future, UCLA's continued pre-eminence in Slavic
Languages and Literatures will depend both on maintaining the quality of this
faculty and on ensuring that adequate FTE are available to sustain its breadth.
Slavic studies, at UCLA as elsewhere, has been
uniquely buffeted by international events in recent decades. Shortly after the
last review, the initial euphoria following the collapse of the Soviet Union
gave way to apathy-and a nationwide decline in Slavic studies enrollments. Now
interest is picking up again and Slavic studies at UCLA has emerged from this
dark period stronger in comparison to departments elsewhere and is in a
privileged position to capitalize on the trend. Indeed, the department worked
tirelessly during the dark period to expand and advertise its undergraduate
offerings and its undergraduate program is now probably among the best in the
country. Undergraduates interviewed during the site visit were effusive in
their praise of the program. In the future, to maintain its stature in the
field, the department must turn its attention single-mindedly to the graduate
program, which is in a state of complete disrepair and endures only because of
the resilience and quality of its surviving graduate students.
Faculty
The uniformly high quality of the faculty has been
noted above, as has the remarkable breadth of scholarship in the department.
However, recent departures have left gaps in current coverage of the literature
component that must be filled before the department will be recognized as truly
balanced, having equally prestigious linguistic and literature components (ER,
pp. 4-5). Both external reviewers considered replacement of the 19th century
specialist to be "absolutely crucial to the long-term health and viability
of the department" (ER, p.4). This opinion was expressed repeatedly during
the course of the site visit. Moreover, to raise the department to a position
of unchallenged preeminence both reviewers argued that the appointment must be
made at the tenured level (ER, p. 5, and repeated assertions during the site
visit). The Dean has authorized a search at the assistant professor level. This
search should continue, but it would be wise for the department simultaneously
to try to identify a specific mid-career individual, highly respected in the
field-and also here, who would be willing to move. The Dean may reconsider the
rank if presented with a specific and compelling alternative.
The dilemma in this is that the ladder faculty are
already 100% tenured, and only one of these is at the associate professor
level. However, there were two
faculty losses last year and the above appointment would replace only one of
them. The external reviewers urge that the second FTE also be replaced, this
time at the junior level (ER, p. 5) and with a twentieth century specialist
which the department sorely needs ER, pp. 4 & 5). While the 19th century
appointment is critical to the stature of the department, the 20th century
appointment also is very important programmatically and (given a senior 19th
century appointment) is essential as an opportunity to bring in young blood.
As mentioned earlier, a hallmark of the Slavic
Department at UCLA has been the breadth of its scholarship. Essential to
maintaining this breadth is representation on the faculty of a permanent South
Slavist, an area of expertise represented in most major programs in the country
(ER, p.5). Currently this position is filled by an Adjunct appointment which
has been satisfactory as a stop-gap measure but which does not give the
position permanence. Moreover, it makes it difficult for students because
Adjuncts do not "count" on examination committees, and students
hesitate to choose this area for their dissertations because they cannot be
sure that the expertise will still be there when it comes time to read their
theses.
The Slavic Department lost three FTE during the
period under review. Ideally they should be replaced as outlined above,
including a permanent South Slavist. However, recognizing that this may not be
possible at the present time, but in view of the importance of making these
appointments, we urge the department and the administration to explore
aggressively the possibility of filling the 20th century and the South Slavist
positions with joint appointments. This solution is being pursued increasingly
across campus, and for a small department like Slavic would be adequate to
maintain the breadth that has been a pillar of its reputation.
Undergraduate program (including language
instruction)
The reader is referred to the department's excellent
self-review (pp. 4-6) for a complete account of the department's many
accomplishments in this area. The external reviewers, like the undergraduates
mentioned earlier, were effusive in their praise of the Slavic undergraduate
program (ER, pp. 1-2). Note that the 19th and 20th century literature
appointments will be very important for the undergraduate program as well as
for the reasons discussed above, as these areas (particularly 19th century)
attract substantial enrollment.
However, while it is usual for literature to attract
more students than linguistics, we wish to emphasize, along with the external
reviewers (p. 2), that this should not be used as an excuse for the linguists
not to participate in the undergraduate program. As the externals point out,
"the linguists need not teach only highly specialized courses in
linguistics per se." They, like the literature faculty can extend themselves
to develop courses of more general interest, and thereby better serve their
department and the university community at large. "The asymmetry in the
utilization of faculty energy needs to be addressed" (ER p. 2).
Graduate Program
Student welfare. During the site visit the
review team heard several amazing accounts of emotional abuse perpetrated on
students by certain members of the faculty. So fearful were the students that
several asked to meet in private "somewhere far from our dept" after
the site visit was finished. These students told of still others who were too
fearful to meet with us at all. These meetings led to additional interviews
designed to assess the credibility of what was heard. In all, dozens of
interviews were conducted with current students, former students, faculty and
staff. The picture that emerged was one in which many students live in personal
fear of specific faculty members, and in anxiety about their futures within a
program perceived as capricious and self-serving. We note that the external
reviewers devoted more space to this issue than to any other single aspect of
the Slavic program despite the fact that they heard but a fraction of all the
complaints.
It
is important to maintain the proper focus on what follows. The mandate to the
review team was not to conduct a fact-finding mission or to determine the guilt
or innocence of particular individuals, but rather to assess the welfare of the
graduate students and to recommend corrective action, if necessary, to assure
their well-being. Thus, the issue is not whether any or all of what we heard is
correct in its detail or interpretation. The issue is the emotional trauma
perceived by the review team in the students entrusted to the care of this
department. This is not to cast doubt on any part of what we were told. Great
care was taken to ensure the legitimacy of the information upon which we have
based the conclusions at the end of this report. Several case histories from
different sources were compared and no example of any significant discrepancy
was found. In other instances different case histories involving similar
situations were compared across time. The consistency was remarkable, even
between former students who had never met. But to emphasize again: regardless
of the details, the fear and the anxiety among the affected students is real,
it is deep, it has interfered with the education of many, and it has crushed
the careers of some. This level of graduate program dysfunction is
unprecedented in the collective experience of this review team.
Without exception all who spoke with us feared
retribution if they were planning to make their career in Slavic studies, and
we heard reports of both threatened and perceived retaliation. Some students, initially
willing to tell their stories, later requested (even in tears) that we not use
any details. Therefore, to preserve anonymity, we will present most information
only in general terms, and the students, about half of whom were directly
affected, will be referred to collectively. However, we begin our account below
with one specific case history whose several facets reflect themes we were to
hear repeated over and over. This student, whom we will call simply XX, did not
fear recognition because she has left the field. The following is her story.
XX entered the program with excellent credentials.
For various reasons-and on the advice of another faculty member-XX decided it
was best to drop a particular graduate course during her second quarter. When
XX spoke to the professor involved, the professor reportedly went on the
offensive, not only insulting XX repeatedly, but also disparaging, with
gestures and sarcasm, the other members of the faculty from whom XX had
obtained advice. When exchanges like this continued unabated-and after being
reduced to tears, XX concluded that she was merely a pawn in a jealous rivalry
between this professor and other members of the faculty. Therefore, XX resolved
to go to the Chair. According to XX the Chair responded with soothing words,
and a statement to the effect that "there are problems among some of the
faculty in this department. It is too bad that you have been caught in the
middle of it. You just have to work around them." Accordingly, rather than
addressing the problem, and with a comment to the effect that enrollment was
low, the chair suggested that she re-enroll. Having heard numerous stories
about the professor in question, and concluding that the Chair was merely
circling the wagons, XX, in "the saddest decision I've ever made",
left the program and the field. The "sad decision" quote above was
not provided to us by XX simply for effect. Others have quoted her as saying at
the time, "I have a broken heart .... This was the love of my life."
If the above case history were an isolated report it
could justifiably be overlooked. However, every detail in this account has
counterparts in the accounts of others dealing with this professor. We were
told of other highly qualified students who were driven away, of another chair
who sat idly by (indeed, reportedly suggesting that a student apologize to the
professor for requesting to drop the class!?). Thus, the perception of students
that this professor takes even the most routine matters personally led XX to
leave rather than spend "5 years worrying that the most innocent move or
comment can turn into a major battle." And so a highly qualified student
with a passion for the field, was lost.
The above is the only case history we have been given
permission to present explicitly. However, during the course of our interviews
we were told of
• physical displays of faculty anger including
frequent yelling and even slamming a chair on the floor
• students being intimidated into taking
particular classes because of enrollment concerns
• students who fear writing anything but
laudatory comments in the "anonymous" course evaluation forms
• a fractious faculty so immobilized by
disagreement that no common reading list can be agreed upon (at least for
linguistics) to assist the students in preparation for their exams
• students who feel compelled to tailor their
intellectual approach in exams to the committee membership, and who are advised
to "get one on your side" before going into exams
• students who don't dare complain for fear of
retaliation in the MA or PhD exams, or in obtaining a dissertation signature
• students who feel that the only value of
their comments is for use as ammunition in the internal squabbles of the
faculty
• repeated episodes of students being ridiculed
for having various deficiencies in their background; e.g. "What the hell
are you doing here?" or "Well, you might as well just be an
undergraduate!"
•
students feeling abandoned and with no place to turn
• faculty who appear to change their minds about
the quality of work in response to unrelated circumstances
• ladder faculty conspiring against non-ladder
faculty in the presence of students
• faculty playing out their rivalries by
deprecating students' choices of dissertation advisor
• students being threatened with loss of
funding in arguments with faculty, e.g. " ... and don't think you are
going to get funding next year..."
• students being threatened with disciplinary
action for voicing disagreement with faculty
Funding. A persistent complaint among students
for years has been the chronic shortage of funding and the apparently
capricious manner in which it is distributed. Students complain about lack of
transparency in the criteria and processes governing the awarding of graduate
student support. Certain jealousies and rivalries among the faculty are said to
be so conspicuously displayed as to be common knowledge among the students. So
vengeful are the faculty, we were told, that many students sincerely believe
they are merely pawns among these colliding ambitions and that the awarding of
support often is little more than manipulation resulting from jealousy or
retribution.
The
issue is not the nature of the details giving rise to this perception, but
rather the perception itself of a systemic disrespect of graduate students, and
their apparent treatment as chattel in the department. The chronic shortage of
funds, almost universally identified by the faculty as the principal source of
student dissatisfaction, is secondary to the spiritual blight in the department
in the eyes of the students. Nevertheless, the inability to find adequate
student support is also unacceptable and must be remedied (at least in the
short term) by reducing the number of acceptances into the program.
Attrition. Based on the above one would expect
the level of attrition in the Slavic department to be quite high. While
attrition cannot reliably be determined from statistics alone, a rough estimate
based on the total number of degrees awarded (MA+PhD) compared to the number of
admittances between Fall of '88 and Spring of '98 suggests that Slavic has the
highest record of attrition of any comparable department in the Humanities
(comparison among 10 departments). But the reported mistreatment of students
appears not to be the only reason for attrition in the Slavic department. A
cursory survey of case histories for students who have left the program in
recent years suggests that several were underqualified from the start. In
addition, many of the others have had backgrounds considered grossly inadequate
by some of the faculty ("What the hell are you doing here?"). In
particular, students frequently reported being castigated for insufficiency in
Russian. The impression is that the department over-admits and then relies on
attrition to select for the students that will eventually get their degrees.
Under normal circumstances this would be a healthy selection-capable, well
prepared students would be admitted and the motivated ones would persevere and
succeed. However, in this department
the reports we heard paint a picture of a process that results not in
cultivation of the best and the brightest, but in the survival of the toughest
and the most resilient-with the rest simply being discarded as damaged goods.
Attrition
is a terrible waste. Resources, desperately needed by other students, are
squandered on students who do not return. Precious time in the young lives of
these students is needlessly lost; they either should not be admitted or, once
admitted, they should not be driven away. Talent, important to the field and to
UCLA, is shunted aside or destroyed. It is imperative that the department
reform its attitude towards graduate students. These are young human beings
entrusting themselves to the department for intellectual nurture and
professional training. The department should consider more carefully exactly
what background and capabilities it expects its students to bring to the
program and then should screen the applicants rigorously. But once the students
are admitted to the program the department is obligated to work as
conscientiously as possible to mentor each student to success.
Apparently
some faculty have very strong opinions about the level of preparation required of
students who enter the program. The admissions committee should enlist these
faculty in the screening of the applicants. Where possible, interviews in
person should be conducted. When this is impractical, telephone interviews
should be substituted. But some kind of direct interaction appears to be
necessary to avoid admitting students who are considered inadequate. However,
once the students are admitted, no faculty member has the right to ridicule
their level of preparation-the faculty are responsible for whom they admit.
Graduate
requirements. A number of specific issues were discussed with the review
team, leading to the following recommendations by the external reviewers (ER,
p. 6). "Reasonable and coherent reading lists [must] be established".
The "exam format [must] be regularized ... and the expectations for
student performance be made explicit". "The graduate program [must]
be simplified and the time to-PhD be reduced". The internal reviewers
strongly support these recommendations and refer the reader to the report of
the external reviewers for a complete discussion of the issues. However,
because none of these issues-nor others the internal reviewers would ordinarily
have raised-can be meaningfully addressed unless the problems above are resolved,
we forgo further elaboration here.
Moreover,
there is an additional problem that must be solved before these graduate
program issues can be dealt with. The faculty must find some way to make
collective decisions. Repeatedly we were told that particular issues had not
been resolved because no consensus could be reached. In some cases this
involved dissertation committees whose members, we were told, changed their
minds or could not agree-leaving the student stranded! In other cases
departmental issues were involved, such as the infamous (and functionally
non-existent) reading lists. When we asked the chair what the vote of the
department had been, we were told that there had been no vote! Further
questioning left the review team, with the impression that the faculty avoids
voting on issues that might go against the strongest personalities in the
department. This tendency would be consistent with reports of attempted
intimidation following such votes in the past.
Some
way must be found for the department to make collective decisions so that the
students can have the security of knowing what is and what is not expected of
them. In the current climate many students feel obliged to tailor their
preparation to the perceived idiosyncratic preferences of specific members of
the faculty.
Action
Although the problems reported to us centered
primarily on just two members of the faculty, the greatest anger of the
affected students was often reserved for the majority of the faculty who they
say take no interest in, and no responsibility for, their plight. Again and
again the review team heard of mistreated students who received only soothing
words from the Chair and from other members of the faculty. In one instance the
Chair actually did approach the faculty member involved to suggest outside
mediation. When (predictably) the faculty member objected, the matter was
dropped. Thus, a situation with its origins in a small minority has become the
responsibility of the entire department because of the inaction and complacency
of the faculty (with one exception). Therefore, with but this one exception,
the entire faculty, collectively and individually, is culpable.
Accordingly:
1) To reduce the
burden of students in the department and to preclude additional students from
entering an unhealthy environment, the Graduate Council has voted to suspend
admissions to the graduate program of the department of Slavic Languages and
Literatures until such time as conditions for graduate students in the
department improve.
2) To
protect students already in the program from further abuse, and to prevent any
possibility of retribution against those who may have cooperated with the
review team during this review process, it is hereby recommended that the
Administration place the department of Slavic Languages and Literatures in
receivership until such time as external oversight is no longer deemed
necessary to protect the legitimate rights of the students to:
• be treated with respect
• take courses that benefit their education
rather than the need for enrollments
• be provided with reasonable and coherent
reading lists
• be informed explicitly of the format and
expectations for exams
• have their dissertations read in a timely
fashion and to receive constructive and useful criticism
• and in other ways, not specified above, to be
enabled, not impeded, in their education.
It
goes without saying that the willingness of numerous students to speak with the
review team (but not to be quoted) was critical in arriving at the decision to
take the above actions. Let it, therefore, be clearly understood that the
slightest indication of retaliation by faculty against students will be
aggressively investigated by the Graduate Council to determine whether charges
should be filed with the appropriate Senate Committee for violations of the
Faculty Code of Conduct, not only for recent but also for any past offences.
Recommendations
It is the goal of the councils to use the review process
to strengthen departments. Therefore, we urge the Administration to refrain
from imposing punitive measures (such as withdrawing the 19th century FTE).
This would diminish the department's stature and would harm even the graduate
students we seek to protect.
Instead, we offer the recommendations below in the hope that they will
be supported by the administration so that the department may emerge stronger
and more respected than before. The department, for its part, can minimize the
inevitable stain on its reputation resulting from the measures outlined above,
by working quickly to address and redress the problems described in this
review.
To the department and the administration
1 . To maintain the stature of the
department and to bolster undergraduate teaching, raise the current search for
a 19th century specialist to open rank, preferably someone already highly
respected in the field, and ideally someone who might take a leadership role as
the department emerges from the present crisis. It is understood that
recruiting such a person may be temporarily delayed by the measures outlined
above, however the delay can be shortened by aggressive cooperation on the part
of the department to correct the problems that have been noted above.
2. Seek a joint appointment to fill the 20th century
position.
3. Seek a joint appointment to provide a permanent
South Slavist.
To the department
4. Engage the linguistics faculty in the
development of a more balanced undergraduate curriculum in which the linguists
share in the undergraduate teaching.
5. Increase the selectivity of admissions
to reduce graduate student attrition. The goal should be to generate a smaller
(by half), better prepared student body, with more funding per student.
Simultaneously, efforts to find additional sources of funding should continue.
Any subsequent increase in admissions should be accompanied by commensurate
increases in funding opportunities for the students.
6.
The procedures for and the criteria upon which funding decisions are made must
be clearly explained to the students in writing.
7. Lift the veil of secrecy characteristic of the
department. For example, admit the MSO to faculty meetings as is done for all other
departments in the Kinsey Humanities Group, and allow graduate students
meaningful participation.
Time line
A follow-up review of the department will be
conducted in the Spring of 2001 by a process to be decided before June 30,
2000.
Approved by the Graduate Council: June 9, 2000
Approved by the Undergraduate Council: June 9, 2000
Appendix I: External Reviewer Reports
Appendix I
External Reviewer
Reports
Alan Timberlake, Slavic Languages & Literatures,
UC Berkeley
David Bethea,
Slavic Languages & Literatures, University of Wisconsin
TO: Duncan Lindsey, Chair, Graduate Council, Academic
Senate Office, UCLA
FROM: David Bethea, Department of Slavic Languages
& Literatures, University of WisconsinMadison;
Alan Timberlake, Department of Slavic Languages &
Literatures, University of California at Berkeley
ABOUT: External Review of the Department of Slavic
Languages & Literatures, UCLA, February 23-25, 2000
1.
General. For several decades UCLA
has been a leader in Slavic studies in North America, the hallmarks of its
program being an enviable breadth and rigor. It has been especially strong in
the area of linguistics and poetics. Perhaps more than any other department in
the country, UCLA's has embodied, and to a significant degree still embodies in
some of its faculty, what the great structural linguist Roman Jakobson called
the study of the "Slavic word"-- the investigation of how the
disciplines of linguistics, poetics, folklore, and literary study interrelate
and interpenetrate on Slavic soil. UCLA's Slavic faculty are virtually without
exception highly productive and distinguished, with national and in several
cases international reputations.
On the undergraduate level, the department has generally worked hard to
make itself accessible and relevant to today's students, and it has done so
without abandoning its traditions and high standards. The language program at
UCLA, about which we will have more to say below, is one of its singular
strengths. With regard to the graduate program, the students appear to be
exceptionally well trained,
a
fact further corroborated by the department's record of placing seven out of
seven new Ph.D.s over the past five years. This record of placing students in
recent years is unparalleled among Slavic programs in America.
UCLA
has thus managed to keep intact a basic infrastructure for Slavic study which
should allow it to be well positioned for the future. This depth and breadth
will be necessary as a kind of gold reserve, which can be drawn upon over time,
as the needs of the world at large and of the student body at UCLA change. It
goes without saying that no Slavic program, in the country has been immune to
the vast cultural and demographic shifts brought on by the fall of the former
Soviet Union and the onset of the new global economy and changing interests on
the part of American undergraduates, who ever more treat undergraduate
education as training for future employment. The key is to find a way to adapt
to external changes while still maintaining the basic integrity of one's
programs-to provide needed training to undergraduate and graduate populations
without becoming in the process a service department.
The
external reviewers sense that Slavic at UCLA can successfully adapt to the
demands of a smaller (yet still strategic) language, literature, and culture
program in today's academy, but some of the decisions it will have to make will
not be easy and will necessarily go against the grain of the department's own
traditions. In what follows we try to offer some points of orientation as well
as concrete recommendations that the department and administration may want to
take into account as they consider the future.
2.
Undergraduate Program. The
interviews with the department's undergraduate students were one of the most
pleasant aspects of our two-day review experience. Slavic appears to be blessed
with a number of gifted undergraduate instructors. We cannot recall an instance
where one of the students being interviewed said something negative about the
department or the individual course or courses. So-called "heritage"
(émigré or second-generation) students were especially numerous
and enthusiastic: they stated repeatedly that the new courses designed to
educate them further in a language and culture they left prematurely are both
much needed and well taught. Several individuals praised the accessibility of
the instructors and TAs. They felt themselves to be part of a small
"collective" on a large campus, with the staff making time to
accommodate their needs in a cheerful and always professional way. The
"Russian room," a specific location where students can drop to chat
with TAs or a native Russian speaker (Ninel Dubrovich) is a demonstrable
success. The system of offering three parallel tracks for majors (Russian
language and literature, Slavic languages and literatures, and Russian studies)
appears to work well and to, build on the strengths-especially the breadth---of
the department. We would also like to applaud the new major in European
studies, which further integrates Slavic into the campus mainstream. The
department is to be commended for the efforts it has made in the last decade to
broaden its appeal. We are confident that the department is genuinely committed
to these efforts, and under the department's present enlightened leadership,
even more new courses will emerge and the efforts will continue, organically
and effectively, to broaden Slavic's undergraduate presence on campus.
We
would like to note, however, that, based on enrollment data for the 1997-98 and
1998-99 academic years provided by Academic Planning and Budget, there appears
to be a significant asymmetry between the literature and linguistics faculty in
terms of their respective undergraduate teaching assignments. Literature
faculty regularly teach undergraduate courses, linguistics faculty do not. It
looks to us that virtually every course that contributes substantially to the
undergraduate student credit hour numbers for Slavic-Russian 25 (The Russian
Novel in Translation), Russian 99A (Introduction to Russian Civilization),
Russian 99B (Russian Civilization of the 20th Century), Russian 124D
(Dostoevsky), Russian 130B (Russian Poetry of the Late 18th to the Early 20th
Century), Russian 140B (Russian Prose from Karamzin to Turgenev), etc.-is
taught by a member of the literature faculty, and those student credit hours
have allowed their departments to offer low-enrolled graduate courses and
thereby to keep these programs going. This creates the impression that, at
present, the senior linguists are doing the majority of their teaching at the
graduate level, a distribution of faculty energy which naturally results in
problems with enrollments and student credit hours. Linguists need not teach
only highly specialized courses in linguistics per se, which in any event would
have trouble drawing from an undergraduate population; instead, they might
consider offering courses in such related fields as folklore, mythology,
culture, history of culture, etc. After all, literature faculty around the
country have been called upon to "reinvent themselves" by offering
more general education and writing-intensive courses that serve the larger
college population; literature faculty regularly extend themselves to develop courses
in film, art, or periods of literature in which they are not research
specialists. Another possibility is that the department's linguists offer
already existing courses for other departments and programs-for example, a
course on dialectology for the Linguistics Department or a course on discourse
theory for Applied Linguistics.
We
might note parenthetically that small departments like Slavic would be
encouraged in attempts to reach larger audiences if the University were to
adopt a policy of crediting the home department of the instructor rather than
the department offering the course; this would be an incentive for faculty in
small departments to teach established, high-enrollment courses for other
departments. And even if it is not UCLA's policy (for now) to give official
credit for enrollments logged by home faculty in visiting departments, Slavic
in this instance would still get the reputation for being good citizens. The
asymmetry in the utilization of faculty energy needs to be addressed and something
approaching equality of undergraduate-graduate teaching assignments for all
ladder faculty ought to be instituted.
3.
Language Program. UCLA is fortunate
to have an exceptionally strong and well-integrated language program with a
bright and responsive staff. Professor Olga Kagan is generally recognized as
one of the three leading experts on Russian language pedagogy in the country,
along with Patricia Chaput at Harvard and Benjamin Rifkin at Wisconsin. She has
remained active as a writer of a widely-used textbook and course materials, and
her writing and boundless professional activity also serve to raise the
visibility of the department. Her leadership and highly professional manner are
in evidence throughout the program. The departments TAs seem very satisfied
with Professor Kagan's supervision of their teaching duties and with the
preparation they receive in Slavic 375 (Teaching Apprentice Practicum). When we
interviewed all the language instructors together, including those in Russian,
Czech, Polish, Ukrainian, Hungarian, Romanian, and Serbian/Croatian, there
appeared to be excellent camaraderie among them. We were particularly impressed
with the numbers of students in Dr. Galateanu's Romanian classes. The
enrollments in most upper-level Russian classes are relatively robust,
comparing favorably with enrollments in other institutions, and that is a good
sign. It is also impressive that there is remarkably little attrition from one
quarter to the next in the basic sequence of language courses. There is also
much more emphasis on non-linguistic content in the language courses than was
the case just a few years ago. Again, students seem to reflect the well
organized nature of the program and the dedicated attitude of Professor Kagan
and her colleagues with their comments, which virtually to a person show a high
degree of satisfaction. It was a
wise move to fix Olga Kagan in place as permanent faculty, at a time when it
was difficult to make lecturer appointments with SOE. It is our judgment that
the language program, while forced like many sister programs around the country
to pay heed to enrollments and to continue to reach out to a changing student
population, is in good hands for the indefinite future.
Given
the relative difficulty of languages in the Slavic group, we would urge the
administration to give the department some flexibility in setting smaller class
sizes in lower level courses: aiming for the mid-20s (with maximum at 26) seems
high to us; a limit of 15 would be better, given the context.
4.
Graduate Program. As we suggested in
our opening remarks, at present Slavic is undergoing as much change as any
field in the humanities. Without doubt much of this change has to do with
demographics and the "new" economy, but some does not. At many
universities deans are not replacing slots automatically, but are waiting to
see if student demand warrants the same outlay as in the past. Financial aid
for graduate study in the humanities, usually one of the more difficult sells
to campus administrations even in prosperous times, has not been helped by news
of shrinking applicant pools and the ever fragile job market for new Ph.D.s.
Thus, we would like to stress that there are various factors over which no
Slavic program, including that of UCLA, has had control since the time of the
last review in 1992. Disciplines can grow up when there is a need (say, the
"Cold War" or "sputnik"), but they can also languish when
that need disappears. We are all historically situated in this way, as any look
in a course catalogue just a few short generations ago will show. It is a
cliché, but it is perhaps worth repeating: in order to remain viable,
today's Slavic departments and programs will have to attract and train today's,
not yesterday's, students; they will have to find ways to maintain intellectual
integrity while still being responsive to different audiences.
Having
said this, we believe that Slavic at UCLA is at an historical crossroads for
other reasons as well. If the "infrastructure," in terms of faculty
resources and national reputation, is there to insure that the program is well
situated to face the future, there are also real challenges that need to be
addressed soon, and in a thorough, collegial manner. As capable as UCLA's
graduate students in Slavic are, and as appreciative as they are of the
intellectual training they receive, they suffer from an alarming level of
anxiety, bordering on demoralization.
(The issue of faculty collegiality will be addressed farther on.) We
realize that to be a graduate student is to be, by definition, in a vulnerable,
transitional status, with the result that a certain amount of legitimate (and
sometimes less than legitimate) "ventilating" is to be expected.
Bearing this in mind, we must nevertheless report that what we found during our
visit was much more than what can be attributed to run-of-the-mill graduate
student anxiety. We would urge the department to do everything in its power to
address these problems in an open, fair, and non-defensive manner. We do not wish to be alarmist, but
neither do we wish to treat euphemistically an atmosphere that can poison and
further undermine the continuing life of the department.
To
begin with, too many applicants have been accepted in the past relative to the
level of support that the department is capable of providing. This in turn has
translated into a system. where: 1) some (many?) continuing students do not
have a reliable sense of their possibilities for aid in the future; 2) not everyone
is given the opportunity to teach (a real liability for those going on the job
market); and 3) the program has more people in the on-leave status than it
ought. (The practice of dividing TA positions into two in order to spread the
opportunity to teach perhaps has a certain logic, but it is unheard of at other
institutions, and should be eliminated.) We anticipate that the shrinking
applicant pool will probably take care of this problem by itself, but even so,
the department should as a policy decide to admit fewer students and to provide
more initial funding and continue to fund those it does admit on a more
regular, longer basis. In
addition to being the responsible thing to do given the current job market in
Slavic, this would both improve student morale. Some change in initial
funding-a commitment to four- or five-year support packages is absolutely
necessary to compete successfully against the other strong programs that offer
multi-year financial aid packages.
One
thing that became clear from the review team's discussions was the need to make
a more concerted effort to find teaching and research support positions for
Slavic graduate students on campus. It appears that there are very real
opportunities for Slavic graduate students to teach in other programs, to serve
as: TAs in ESL courses (after the minimal training), TAs in other languages of
competence (many grad students in Slavic are foreign), TAs in writing-intensive
or composition sections and in literature discussion sections of large General Education
lecture courses (if this is a possibility); possibly TAs in content courses in
Linguistics, etc. It would take a little effort to learn what the realistic
possibilities are, but once the paths of employment in other programs, once
discovered, quickly become worn. (sic)
The
department also has in place some specific projects, specifically the journals
edited by Professors Ivanov and Klenin, that are of value to the profession as
a whole. It would be a valuable source of modest support for one or two
graduate students if such projects could be funded on a reliable and recurrent
basis.
The
graduate students interviewed complained repeatedly that the procedures for
selecting those to be funded in a given year are not explained to them in a
consistent fashion. (For the record, the external reviewers are of the opinion,
based on their experiences at home institutions, that the procedures for determining who receives financial aid should be
made explicit, but that publicizing the actual ranking of all the students can
be divisive and ought to be avoided.) Equally troubling
were the numerous stories of confusion and frustration with regard to exams and
readings lists: there does not seem to be an understanding of what the core
material is that all students should know for their M.A. exams (linguistics),
as apparently the faculty cannot agree on a single format; likewise, there does
not appear to be a clear policy on the composition of examinations: what should
come from relevant course work and what from outside reading (NB: no reading
list exists). Finally, the Ph.D. exam (linguistics) too often repeats
"broad knowledge" aspects of the M.A. exam without allowing the
student to do the sort of in-depth analysis he or she will have to show at the
dissertation level. On the literature side, the students asked that the reading
list be updated, a course on recent Russian literature be instituted (in the
bargain, probably displacing moving the requirement of Medieval Literature to
the Ph.D. level), and the Movements and Genres course be replaced by
Introduction to Graduate Study (or in Other terminology, a pro-seminar on
literary theory and research methodology). These are all reasonable requests in
our view.
As
stated, one of the special strengths of the UCLA graduate program in Slavic has
been its breadth in linguistics offerings and its expertise along the
"seam" of linguistics and poetics, and some faculty (especially from
the linguists side) continue to teach and do active research in this tradition.
But this strength has also created its own weakness. This broad interest could
be one of the sources of a problem that we sense both the faculty and the grad
students are loathe to acknowledge: the average time to Ph.D. for 21 students
from 1988 to 1998 was, by our calculations, 9.347 years (based on the
"Profile for Slavic Languages and Literatures," p. 2). Despite some
improvement in recent years, we believe this time frame is much too long, given
the department's financial aid constraints and the job market in Slavic.
Programs should make every effort to advance their (hopefully now better
funded) students through all the requirements, including writing the
dissertation, in a 5-6 year period.
Understanding
this outer limit as a reality will force the department to make some changes in
its program. Some of these changes might (and probably should) be: 1)
instituting an 4-6 course outside minor (French, Philosophy, History,
Linguistics, Applied Linguistics, Film, etc. the list is quite open-ended) that
would give the students an added area of expertise (very attractive in today's
market) but would have to come at the expense of existing requirements; 2) doing away with a formal
M.A. exam (with obvious exceptions: when a student comes with a M.A. from
elsewhere and needs to be tested or when the M.A. is terminal) and focusing
attention entirely on the Ph.D. qualifying exam; 3) using the Ph.D. written
examinations to test the student's comprehensive knowledge of the field, but
using the Ph.D. oral examination as an opportunity to discuss and refine the
dissertation proposal (i.e., replacing what is now called the "qualifying
paper" by a new category); 4) considering requiring reading knowledge of
French or German rather than French and German; 5) establishing thorough,
up-to-date (both in terms of the primary and secondary literature), yet
manageable/"realistic" reading lists in linguistics and literature;
6) announcing as policy to students that they be expected to take the
qualifying exams by the end of their fourth year of graduate study; 7) making
the study of the "second Slavic" language and literature an option
for a minor rather than a requirement.
By
calling for these or analogous changes, we recognize that in some cases we are
asking the department to move in a direction opposite the one they would
prefer. For example, we gather from the linguistics graduate students and
faculty that many would like for all M.A. students to have demonstrated
proficiency in several "core" courses-Introduction to Phonetics, Introduction
to Historical Linguistics, Phonology, Syntax-before being admitted to the Ph.D.
program. Here the implication is that until all the Ph.D. candidates are on the
same level playing field, it is disruptive and inefficient to have them study
together. Only by having capable but insufficiently trained new students take
the requisite courses outside of the department, presumably in Linguistics, can
the situation be dealt with, goes this logic. Again, the impulse to fix the
problem has been to add rather than subtract. But we fear that this solution,
while understandable and perhaps desirable in a world of unlimited resources,
could end up extending further the time to degree of these students. Similarly,
students were enthusiastic about the possibility of courses that would extend
in the twentieth century past the thirties, but at the same time seemed
unwilling to understand that any such addition will lengthen the program.
Evidently
some changes need to be made to adjust the real preparation of incoming
students. Perhaps it would be better for the colleagues teaching the graduate
curriculum in Slavic linguistics to think of ways to provide some of this
rudimentary knowledge in phonology or syntax in already existing (or, if
necessary, newly designed) courses. Or if they truly believe that students
entering the program need to do work outside the department before they are
qualified to study with their peers, then the burden will be on these same
colleagues to come up with a way to reduce the students' requirements at a
later stage.
And
lastly, in the spirit of morale building, we would urge the faculty to have an
open discussion among themselves and come up with simple guidelines for how to provide
feedback to students when correcting papers. Although students applauded the
faculty for being generally accessible and responsive in one-on-one situations,
they want more explicit feedback on their written work (especially when the
professor possesses competence in their native language). As this is a
culturally nuance issue, the best solution may be to establish some general
"do's" and "don't's" (including silence). With regard to
faculty advising, the students ask that their own professional needs be placed
above enrollment issues when recommending courses. They would also like the
option of taking exams either by hand or on the computer (a fairly widespread
practice these days), and they would like to have greater access to the reading
room, but in a way that doesn't jeopardize security.
5.
Faculty. The Slavic faculty at
UCLA gets high marks for its splendid publication record and its national and
international visibility. It is true, moreover, that the department has made
strides in the 1990s to balance its profile between linguistics/language, on
the one hand, and literature, on the other. Professors Ivanov and Yokoyama are
major appointments by any standards, and Professor Koropeckyj has been an
excellent addition as Polonist with other areas of expertise. Be this as it
may, there are gaps in current coverage that will need to be filled before the
department can be considered to be at full speed and competitive with the top
programs in the country: 1) a specialist in "Golden Age" prose
(Dostoevsky, Tolstoy, etc.) with theoretical sophistication and a
well-established record in the field; 2) a specialist in twentieth century
Russian literature, particularly the contemporary period; 3) a South Slavicist.
It is our belief that the first position, the Golden Age specialist, is
absolutely crucial to the long-term health and viability of the department:
this is where the biggest enrollments reside in any Slavic program, and to have
a well-known person representing this area would certainly add to the luster of
the department. It is the core area of any graduate program, and it would not
be unnatural to expect the person filling the position to exercise a leadership
role in the definition of the literature program. For this latter reason, we
recommend that the search be open as to rank; the department might be extremely
well served if it could identify and attract a prominent colleague at an
intermediate rank (approximately, the senior associate rank-that is, ready to
be promoted to full professor) and with one or more outstanding books to his or
her credit. To repeat, however, nothing in our estimation would do more to
raise the profile of the department and to solidify its orientation as an equal
parts literature and linguistics faculty than this appointment.
The
second literature appointment is also important programmatically and
politically: the graduate students would like more training in contemporary
literature and they are right to assume that this would make them more
marketable-but perhaps a little less so strategically. It could and probably
should be at the junior level. The South Slavic position, which both the
linguistics faculty and students lobbied for eloquently and for years, is an
area that most major programs in the country still have coverage in. Since
breadth has always been UCLA's hallmark, it would be a significant blow to its
tradition and reputation to do away with this position. The question seems to
be whether to fix it in place as a permanent ladder position or to continue to fill
it on a visiting/adjunct basis. The adjunct position has evidently been a
satisfactory temporary and ad hoc measure (with the reservation that no adjunct
person can serve on examinations). If one of the senior linguist positions (two
are relatively close to retirement) could be "mortgaged" for this
one, and if the position description were crafted not for a narrow linguist but
for a person genuinely able to teach the language(s), literature(s), and
culture(s) of the former Yugoslavia, then it would make sense to make the
appointment sooner rather than later. For, to reiterate, we do believe that
UCLA should have a South Slavicist.
6.
Leadership and Collegiality. We
understand from the faculty, graduate students, and staff that the period since
the last review has not always been easy for the department. The Slavic field
has changed and business as usual, probably never a viable option, is even less
a possibility today than it was eight years ago. Moreover, there have on
occasion been personnel issues in the department, which we will touch on
briefly below, that have sometimes strained relations and caused problems with
morale, especially the morale of the graduate students. But we do not believe
the fabric of trust and collegiality has been irreparably torn, only frayed. In
this respect, it seemed obvious to us that the current chair, Michael Heim,
with his patience, good will, sensitivity, and the respect he universally
enjoys, has done an admirable job of bringing the department out of a situation
of potential crisis; he is the right chair for the department at this time. It
was especially encouraging to us to see the solid relationship that Professor
Heim had forged with Dean Yu and the administration-this at a time when a
positive relationship needs to be and can be developed. Indeed, in our view
(and here we rely on observing analogous situations at our own and other
institutions), it can be catastrophic when trust between department and
administration breaks down, and there is no justification in this instance for
the department not to work cooperatively with the current administration.
Yet
all of the patience and intelligent stewardship of one individual will not by
themselves succeed in mending the frayed fabric and getting this academically
superb department again on sound footing. Nor will additional resources in and
of themselves. For this mending process to take place, other colleagues will
have to participate. They will have to be willing to compromise on some issues
(the shape of the curriculum, the set of requirements, the length of the
program of study, etc.) but not on others (what constitutes
"Professional" behavior).
Which
brings us at last to the thorny issue of (for lack of any other general word)
collegiality. We, the external reviewers, heard numerous descriptions from the
students and staff of how some Slavic faculty behaved in a manner that can only
be called unprofessional. We mention these incidents now neither to denounce
specific individuals nor to establish the allegations as true-we were not given
the time or the mandate to determine the veracity of these reports or to
adjudicate in these matters- but simply to let the department know that there
is a significant problem of aggrieved perception (and quite possibly fact) with regard to
student-faculty and staff-faculty relations.
We live in a litigious
society and, issues of normal civility aside, the power differential between a
tenured faculty member and a graduate student is too great not to take
seriously the potential for abuse. To repeat, the issue is not whether any of
this, or even a small part of it, happened (although this much smoke suggests
there must be some fire). Rather, the issue is that the "air needs to be
cleared," the students and staff need to feel that they have been heard,
and a statement needs to be made that nothing like this will occur again and
that the department is making a fresh start.
We
make no official recommendations here other than to say that the department
must find a way to reunite around Michael Heim's and others' leadership. How
they accomplish that, either with the help of professionals or on their own, is
best left up to the department and to the administration. But at the end of the
(hopefully short and efficacious) day, something must be done.
7.
Conclusion. The Department of Slavic
Languages and Literatures at UCLA has been, one of the premier programs in the
country for three decades, especially in linguistics, where it arguably has the
strongest research faculty in America.
Its students are being placed. The research and editorial activity of
its faculty are visible and respected by colleagues in the field. But like any
program it has evolved to the point where it faces a series of challenges, some
external, some of its own making. To respond to those challenges we recommend
the following:
UNDERGRADUATE PROGRAM:
1)
that undergraduate teaching assignments be shared equally by linguistics and
literature faculty through the development of a more balanced curriculum;
2)
that the department continue to seek ways to include General Education,
writing-intensive, and other courses appealing to a campus-wide audience in
their curriculum;
3)
that the beginning sections of Russian not be filled to 26, but be allowed to
be smaller (app. 15);
GRADUATE
PROGRAM:
4)
that the number of new students being admitted to the graduate program be
reduced and that the goal be to give financial support to all grad students in
the program;
5) that
other forms of financial aid for graduate students on campus be investigated
(TA-ing in ESL courses, language courses outside of Slavic, etc.);
6)
that reasonable and coherent reading lists be established for the Ph.D. (and if
still necessary, M.A.) programs in linguistics and literature;
7)
that an exam, format be regularized for both linguistics and literature exams,
M.A. and Ph.D. levels, and that the expectations for student performance be
made explicit;
8)
that the graduate program, be simplified and the time-to-Ph.D. be reduced by a
variety of changes, possibly including: eliminating the M.A. exam. (except for
specific circumstances), offering the choice of French or German, establishing
a non-departmental minor while reducing other requirements, replacing the
"qualifying paper"' with a "dissertation proposal" (to be
discussed at the qualifying exam. oral), etc;
FACULTY:
9) that a Golden Age prose specialist, at open rank,
be appointed as soon as possible;
10)
that a junior specialist on contemporary literature be appointed as soon as the
Golden Age specialist has been fixed in place;
11)
that a well-rounded South Slavicist, with possible background in linguistics
but with the ability to teach various courses in the language(s), literature(s),
and culture(s) of the former Yugoslavia, be appointed as a "mortgage"
for one of the senior linguist positions;
12)
that the department work together to address issues of collegiality that have
damaged relations with graduate students, staff, and the administration.
(signed)
David M. Bethea
Vilas Professor
University of Wisconsin-Madison
(signed)
Alan Timberlake
Professor
University of California at Berkeley
Department of Slavic Languages and Literatures
Appendix II:
Site Visit Schedule
Department of Slavic Languages and Literatures
Site Visit Schedule
February 24-25, 2000
*All meetings will take place in 374 Kinsey unless
noted otherwise
Wednesday, February 23, 2000
7:00 p.m.: Dinner meeting for review team members only.
Tanino's Restaurant, 1043 Westwood Blvd. (between Kinross and Weyburn, (310)
208-0444.
Thursday, February 24, 2000
8:00: Breakfast discussion with Chair Michael Heim
9:00: Meeting with Dean Pauline Yu
10:00- 10:40: Linguistics Faculty (Henning Andersen,
Andrew Corin, Vyacheslav Ivanov, Emily Klenin, Olga Yokoyama)
10:40 - 11:20: Literature Faculty (Michael Heim,
Vyacheslav Ivanov, Joachim Klein, Emily Klenin, Roman Koropeckyj, Alexander
Ospovat, Rob Romanchuk)
11:20 - 12:00: Language Faculty (Nelya Dubrovich,
Georgiana Galateneau, Michael Heim, Olga Kagan, Roman Koropeckyj, Susan Kresin,
Judith Simon, Mel Strom)
12:00: Lunch
1:15: Meeting with Undergraduate Students
2:00: Meeting with Graduate Students
2:45: Review of TA Training Program - Olga Kagan ,
Susan Kresin and Julia Morozova
3:15: Review of Advising - Henning Andersen, Inna
Gergel, Roman Koropeckyj, Alexander Ospovat
4:00: Closed Session for Review Team only
5:00: Dinner at Michael Heim's home
Friday, February 25, 2000
8:30: Breakfast for Review Team
9:00: Conference call with Ron Vroon
9:15: Conference call with Gail Lenhoff
9:30: Marilyn Gray, graduate student
9:45:
10:00: Minhee Kim, undergraduate student
10:15: Olga Yokoyama, Professor
10:30: Cori Weiner, graduate student
10:45: Susie Bauckus, graduate student
11:00: Julia Verkholantsev, graduate student
11:15 :
11:30: John Narins, graduate student
11:45
12:00: Lunch
1:00: Meeting with Slavic Staff (Mila August, Inna Gergel,
Carol Grese, Jami Jesek, Sasha Mosley and Carolyn Walthour)
2:00: Final review team with Michael Heim
3:00: Closed Session
4:00: Exit Meeting (2121 Murphy): Review Team; Chair
Heim; EVC Hume; Assoc. Dean Hune; Dean Yu; Provost Copenhaver; GC Chair
Lindsey; UgC Vice Chair Bjork; FEC rep K. Baker.
Contact Person for the Site Visit:
Inna Gergel
Phone #: X53856
Fax #: 65263
115F Kinsey
Appendix III: •Factual Errors Statement from Department Chair, M.
Heim
•Response to Statement from H. Martinson
Crespo, Luisa
From: MICHAEL HEIM [heim@HUMnet.UCLA.EDU]
Sent: Thursday, June 08, 2000 1:54 PM
To: crespo@senate.ucla.edu
Subject: response to academic senate review
8 June 2000
Professor Duncan Lindsey
Professor Orville Chapman
Academic Senate Executive Office
3125 Murphy Hall
140801
Dear Professors Lindsey and Chapman:
Please distribute the following to the members of the
Graduate and Undergraduate Councils. It is my response to the drafts of the
internal and external reviewers' report of the Department of Slavic Languages
and Literatures. I will address both errors of fact and errors of omission.
Let me begin by saying that I have no bones whatever
to pick with the external report: it is not only factually accurate but conveys
the spirit of the Department. I cannot say the same about the internal report
or, rather, about the section of the internal report entitled "Graduate
Program" (pp. 2-5). It contains a number of inaccurate statements, fails
to make certain important points, and - most important - draws a picture of the
Department I do not recognize.
Before I try to set right the general impression, however, I will set right some details. The specific case history on p. 3 opens by stating that the student in question entered the program with "excellent credentials." In fact, her Russian