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IV-A. Eight-Year Review Report of the UCLA Department of Slavic Languages and Literatures; Michael Heim's Email to Students; Revisionist Letter by Bethea/Timberlake

 

1999-2000 ACADEMIC SENATE REVIEW OF THE

DEPARTMENT OF SLAVIC LANGUAGES AND LITERATURES

 

Internal Reviewers:

 

Harold Martinson, Chemistry & Biochemistry, Graduate Council, Chair of Team

Elinor Ochs, Anthropology, Graduate Council

Fred Burwick, English, Undergraduate Council

Chris Stevens, Germanic Languages, Undergraduate Council

 

External Reviewers:

 

Alan Timberlake, Slavic Languages & Literatures, UC Berkeley

David Bethea, Slavic Languages & Literatures, U. of Wisconsin

 

Date of Site Visit: February 24-25, 2000

Date of Report: June 6, 2000

 

Approved by the Graduate Council: Approved by the Undergraduate Council:

 

Draft Report of Internal Review Team

 

Appendix I: External Reviewer Reports

 

Appendix II: Site Visit Schedule

 

Appendix III:  Factual Errors Statement from Department Chair, M. Heim.

 

Response to Statement from H. Martinson

 

Appendix IV: Self Review Report


 

Internal Report on the Department of Slavic Languages and Literatures

 

Preface

 

The following Academic Senate review of the Department of Slavic Languages and Literatures was conducted during AY1999-2000 on the normal 8-yr cycle. The core of the review was the site visit on February 24 & 25, 2000 during which the four internal reviewers (Fred Burwick, UGC, Chris Stevens UGC, Elinor Ochs, GC, Harold Martinson, GC, Chair of Team) and the graduate student representative (Mark Quigley) were joined by the two external reviewers (David Bethea, Wisconsin, and Alan Timberlake, Berkeley). The site visit consisted of two full days of interviews with faculty, staff, students and administration. After the site visit, the external reviewers prepared and submitted a joint report (attached), based on the site visit plus additional data and information supplied by the Graduate Division and the Department. Meanwhile, the internal review team conducted additional interviews, as necessary, to clarify issues raised during the site visit. The following account is based on all of the above sources of information, and relies heavily on the report of the external reviewers (henceforth, ER).

 

Introduction

 

The Department of Slavic Languages and Literatures at UCLA has, for decades, been recognized as one of the finest and most distinguished in the country. Not only are all the faculty individually of national or international stature, but also the department as a whole is unique in the breadth of its scholarship. This breadth is two-fold. First, while departments elsewhere tend to be strong in literature at the expense of linguistics, UCLA's strong literature component is paired with a linguistic component that is unmatched in the country.  Second, following a period during which good departments nationwide have trimmed non-Russian components from their programs, the department at UCLA has remained dedicated to maintaining its comprehensive Slavic character. In the future, UCLA's continued pre-eminence in Slavic Languages and Literatures will depend both on maintaining the quality of this faculty and on ensuring that adequate FTE are available to sustain its breadth.

 

Slavic studies, at UCLA as elsewhere, has been uniquely buffeted by international events in recent decades. Shortly after the last review, the initial euphoria following the collapse of the Soviet Union gave way to apathy-and a nationwide decline in Slavic studies enrollments. Now interest is picking up again and Slavic studies at UCLA has emerged from this dark period stronger in comparison to departments elsewhere and is in a privileged position to capitalize on the trend. Indeed, the department worked tirelessly during the dark period to expand and advertise its undergraduate offerings and its undergraduate program is now probably among the best in the country. Undergraduates interviewed during the site visit were effusive in their praise of the program. In the future, to maintain its stature in the field, the department must turn its attention single-mindedly to the graduate program, which is in a state of complete disrepair and endures only because of the resilience and quality of its surviving graduate students.

 

Faculty

 

The uniformly high quality of the faculty has been noted above, as has the remarkable breadth of scholarship in the department. However, recent departures have left gaps in current coverage of the literature component that must be filled before the department will be recognized as truly balanced, having equally prestigious linguistic and literature components (ER, pp. 4-5). Both external reviewers considered replacement of the 19th century specialist to be "absolutely crucial to the long-term health and viability of the department" (ER, p.4). This opinion was expressed repeatedly during the course of the site visit. Moreover, to raise the department to a position of unchallenged preeminence both reviewers argued that the appointment must be made at the tenured level (ER, p. 5, and repeated assertions during the site visit). The Dean has authorized a search at the assistant professor level. This search should continue, but it would be wise for the department simultaneously to try to identify a specific mid-career individual, highly respected in the field-and also here, who would be willing to move. The Dean may reconsider the rank if presented with a specific and compelling alternative.

 

The dilemma in this is that the ladder faculty are already 100% tenured, and only one of these is at the associate professor level.  However, there were two faculty losses last year and the above appointment would replace only one of them. The external reviewers urge that the second FTE also be replaced, this time at the junior level (ER, p. 5) and with a twentieth century specialist which the department sorely needs ER, pp. 4 & 5). While the 19th century appointment is critical to the stature of the department, the 20th century appointment also is very important programmatically and (given a senior 19th century appointment) is essential as an opportunity to bring in young blood.

 

As mentioned earlier, a hallmark of the Slavic Department at UCLA has been the breadth of its scholarship. Essential to maintaining this breadth is representation on the faculty of a permanent South Slavist, an area of expertise represented in most major programs in the country (ER, p.5). Currently this position is filled by an Adjunct appointment which has been satisfactory as a stop-gap measure but which does not give the position permanence. Moreover, it makes it difficult for students because Adjuncts do not "count" on examination committees, and students hesitate to choose this area for their dissertations because they cannot be sure that the expertise will still be there when it comes time to read their theses.

 

The Slavic Department lost three FTE during the period under review. Ideally they should be replaced as outlined above, including a permanent South Slavist. However, recognizing that this may not be possible at the present time, but in view of the importance of making these appointments, we urge the department and the administration to explore aggressively the possibility of filling the 20th century and the South Slavist positions with joint appointments. This solution is being pursued increasingly across campus, and for a small department like Slavic would be adequate to maintain the breadth that has been a pillar of its reputation.

 

Undergraduate program (including language instruction)

 

The reader is referred to the department's excellent self-review (pp. 4-6) for a complete account of the department's many accomplishments in this area. The external reviewers, like the undergraduates mentioned earlier, were effusive in their praise of the Slavic undergraduate program (ER, pp. 1-2). Note that the 19th and 20th century literature appointments will be very important for the undergraduate program as well as for the reasons discussed above, as these areas (particularly 19th century) attract substantial enrollment.

 

However, while it is usual for literature to attract more students than linguistics, we wish to emphasize, along with the external reviewers (p. 2), that this should not be used as an excuse for the linguists not to participate in the undergraduate program. As the externals point out, "the linguists need not teach only highly specialized courses in linguistics per se." They, like the literature faculty can extend themselves to develop courses of more general interest, and thereby better serve their department and the university community at large. "The asymmetry in the utilization of faculty energy needs to be addressed" (ER p. 2).

 

Graduate Program

 

Student welfare. During the site visit the review team heard several amazing accounts of emotional abuse perpetrated on students by certain members of the faculty. So fearful were the students that several asked to meet in private "somewhere far from our dept" after the site visit was finished. These students told of still others who were too fearful to meet with us at all. These meetings led to additional interviews designed to assess the credibility of what was heard. In all, dozens of interviews were conducted with current students, former students, faculty and staff. The picture that emerged was one in which many students live in personal fear of specific faculty members, and in anxiety about their futures within a program perceived as capricious and self-serving. We note that the external reviewers devoted more space to this issue than to any other single aspect of the Slavic program despite the fact that they heard but a fraction of all the complaints.

 

               It is important to maintain the proper focus on what follows. The mandate to the review team was not to conduct a fact-finding mission or to determine the guilt or innocence of particular individuals, but rather to assess the welfare of the graduate students and to recommend corrective action, if necessary, to assure their well-being. Thus, the issue is not whether any or all of what we heard is correct in its detail or interpretation. The issue is the emotional trauma perceived by the review team in the students entrusted to the care of this department. This is not to cast doubt on any part of what we were told. Great care was taken to ensure the legitimacy of the information upon which we have based the conclusions at the end of this report. Several case histories from different sources were compared and no example of any significant discrepancy was found. In other instances different case histories involving similar situations were compared across time. The consistency was remarkable, even between former students who had never met. But to emphasize again: regardless of the details, the fear and the anxiety among the affected students is real, it is deep, it has interfered with the education of many, and it has crushed the careers of some. This level of graduate program dysfunction is unprecedented in the collective experience of this review team.

 

Without exception all who spoke with us feared retribution if they were planning to make their career in Slavic studies, and we heard reports of both threatened and perceived retaliation. Some students, initially willing to tell their stories, later requested (even in tears) that we not use any details. Therefore, to preserve anonymity, we will present most information only in general terms, and the students, about half of whom were directly affected, will be referred to collectively. However, we begin our account below with one specific case history whose several facets reflect themes we were to hear repeated over and over. This student, whom we will call simply XX, did not fear recognition because she has left the field. The following is her story.

 

XX entered the program with excellent credentials. For various reasons-and on the advice of another faculty member-XX decided it was best to drop a particular graduate course during her second quarter. When XX spoke to the professor involved, the professor reportedly went on the offensive, not only insulting XX repeatedly, but also disparaging, with gestures and sarcasm, the other members of the faculty from whom XX had obtained advice. When exchanges like this continued unabated-and after being reduced to tears, XX concluded that she was merely a pawn in a jealous rivalry between this professor and other members of the faculty. Therefore, XX resolved to go to the Chair. According to XX the Chair responded with soothing words, and a statement to the effect that "there are problems among some of the faculty in this department. It is too bad that you have been caught in the middle of it. You just have to work around them." Accordingly, rather than addressing the problem, and with a comment to the effect that enrollment was low, the chair suggested that she re-enroll. Having heard numerous stories about the professor in question, and concluding that the Chair was merely circling the wagons, XX, in "the saddest decision I've ever made", left the program and the field. The "sad decision" quote above was not provided to us by XX simply for effect. Others have quoted her as saying at the time, "I have a broken heart .... This was the love of my life."

 

If the above case history were an isolated report it could justifiably be overlooked. However, every detail in this account has counterparts in the accounts of others dealing with this professor. We were told of other highly qualified students who were driven away, of another chair who sat idly by (indeed, reportedly suggesting that a student apologize to the professor for requesting to drop the class!?). Thus, the perception of students that this professor takes even the most routine matters personally led XX to leave rather than spend "5 years worrying that the most innocent move or comment can turn into a major battle." And so a highly qualified student with a passion for the field, was lost.

 

The above is the only case history we have been given permission to present explicitly. However, during the course of our interviews we were told of

 

• physical displays of faculty anger including frequent yelling and even slamming a chair on the floor

 

• students being intimidated into taking particular classes because of enrollment concerns

 

• students who fear writing anything but laudatory comments in the "anonymous" course evaluation forms

 

• a fractious faculty so immobilized by disagreement that no common reading list can be agreed upon (at least for linguistics) to assist the students in preparation for their exams

 

• students who feel compelled to tailor their intellectual approach in exams to the committee membership, and who are advised to "get one on your side" before going into exams

 

• students who don't dare complain for fear of retaliation in the MA or PhD exams, or in obtaining a dissertation signature

 

• students who feel that the only value of their comments is for use as ammunition in the internal squabbles of the faculty

 

• repeated episodes of students being ridiculed for having various deficiencies in their background; e.g. "What the hell are you doing here?" or "Well, you might as well just be an undergraduate!"

 

• students feeling abandoned and with no place to turn

 

• faculty who appear to change their minds about the quality of work in response to unrelated circumstances

 

• ladder faculty conspiring against non-ladder faculty in the presence of students

 

• faculty playing out their rivalries by deprecating students' choices of dissertation advisor

 

• students being threatened with loss of funding in arguments with faculty, e.g. " ... and don't think you are going to get funding next year..."

 

• students being threatened with disciplinary action for voicing disagreement with faculty

 

Funding. A persistent complaint among students for years has been the chronic shortage of funding and the apparently capricious manner in which it is distributed. Students complain about lack of transparency in the criteria and processes governing the awarding of graduate student support. Certain jealousies and rivalries among the faculty are said to be so conspicuously displayed as to be common knowledge among the students. So vengeful are the faculty, we were told, that many students sincerely believe they are merely pawns among these colliding ambitions and that the awarding of support often is little more than manipulation resulting from jealousy or retribution.

 

               The issue is not the nature of the details giving rise to this perception, but rather the perception itself of a systemic disrespect of graduate students, and their apparent treatment as chattel in the department. The chronic shortage of funds, almost universally identified by the faculty as the principal source of student dissatisfaction, is secondary to the spiritual blight in the department in the eyes of the students. Nevertheless, the inability to find adequate student support is also unacceptable and must be remedied (at least in the short term) by reducing the number of acceptances into the program.

 

Attrition. Based on the above one would expect the level of attrition in the Slavic department to be quite high. While attrition cannot reliably be determined from statistics alone, a rough estimate based on the total number of degrees awarded (MA+PhD) compared to the number of admittances between Fall of '88 and Spring of '98 suggests that Slavic has the highest record of attrition of any comparable department in the Humanities (comparison among 10 departments). But the reported mistreatment of students appears not to be the only reason for attrition in the Slavic department. A cursory survey of case histories for students who have left the program in recent years suggests that several were underqualified from the start. In addition, many of the others have had backgrounds considered grossly inadequate by some of the faculty ("What the hell are you doing here?"). In particular, students frequently reported being castigated for insufficiency in Russian. The impression is that the department over-admits and then relies on attrition to select for the students that will eventually get their degrees. Under normal circumstances this would be a healthy selection-capable, well prepared students would be admitted and the motivated ones would persevere and succeed.  However, in this department the reports we heard paint a picture of a process that results not in cultivation of the best and the brightest, but in the survival of the toughest and the most resilient-with the rest simply being discarded as damaged goods.

 

               Attrition is a terrible waste. Resources, desperately needed by other students, are squandered on students who do not return. Precious time in the young lives of these students is needlessly lost; they either should not be admitted or, once admitted, they should not be driven away. Talent, important to the field and to UCLA, is shunted aside or destroyed. It is imperative that the department reform its attitude towards graduate students. These are young human beings entrusting themselves to the department for intellectual nurture and professional training. The department should consider more carefully exactly what background and capabilities it expects its students to bring to the program and then should screen the applicants rigorously. But once the students are admitted to the program the department is obligated to work as conscientiously as possible to mentor each student to success.

 

               Apparently some faculty have very strong opinions about the level of preparation required of students who enter the program. The admissions committee should enlist these faculty in the screening of the applicants. Where possible, interviews in person should be conducted. When this is impractical, telephone interviews should be substituted. But some kind of direct interaction appears to be necessary to avoid admitting students who are considered inadequate. However, once the students are admitted, no faculty member has the right to ridicule their level of preparation-the faculty are responsible for whom they admit.

 

Graduate requirements. A number of specific issues were discussed with the review team, leading to the following recommendations by the external reviewers (ER, p. 6). "Reasonable and coherent reading lists [must] be established". The "exam format [must] be regularized ... and the expectations for student performance be made explicit". "The graduate program [must] be simplified and the time to-PhD be reduced". The internal reviewers strongly support these recommendations and refer the reader to the report of the external reviewers for a complete discussion of the issues. However, because none of these issues-nor others the internal reviewers would ordinarily have raised-can be meaningfully addressed unless the problems above are resolved, we forgo further elaboration here.

 

               Moreover, there is an additional problem that must be solved before these graduate program issues can be dealt with. The faculty must find some way to make collective decisions. Repeatedly we were told that particular issues had not been resolved because no consensus could be reached. In some cases this involved dissertation committees whose members, we were told, changed their minds or could not agree-leaving the student stranded! In other cases departmental issues were involved, such as the infamous (and functionally non-existent) reading lists. When we asked the chair what the vote of the department had been, we were told that there had been no vote! Further questioning left the review team, with the impression that the faculty avoids voting on issues that might go against the strongest personalities in the department. This tendency would be consistent with reports of attempted intimidation following such votes in the past.

 

               Some way must be found for the department to make collective decisions so that the students can have the security of knowing what is and what is not expected of them. In the current climate many students feel obliged to tailor their preparation to the perceived idiosyncratic preferences of specific members of the faculty.

 

Action

 

Although the problems reported to us centered primarily on just two members of the faculty, the greatest anger of the affected students was often reserved for the majority of the faculty who they say take no interest in, and no responsibility for, their plight. Again and again the review team heard of mistreated students who received only soothing words from the Chair and from other members of the faculty. In one instance the Chair actually did approach the faculty member involved to suggest outside mediation. When (predictably) the faculty member objected, the matter was dropped. Thus, a situation with its origins in a small minority has become the responsibility of the entire department because of the inaction and complacency of the faculty (with one exception). Therefore, with but this one exception, the entire faculty, collectively and individually, is culpable.

 

Accordingly: 1)     To reduce the burden of students in the department and to preclude additional students from entering an unhealthy environment, the Graduate Council has voted to suspend admissions to the graduate program of the department of Slavic Languages and Literatures until such time as conditions for graduate students in the department improve.

 

2)            To protect students already in the program from further abuse, and to prevent any possibility of retribution against those who may have cooperated with the review team during this review process, it is hereby recommended that the Administration place the department of Slavic Languages and Literatures in receivership until such time as external oversight is no longer deemed necessary to protect the legitimate rights of the students to:

 

• be treated with respect

 

• take courses that benefit their education rather than the need for enrollments

 

• be provided with reasonable and coherent reading lists

 

• be informed explicitly of the format and expectations for exams

 

• have their dissertations read in a timely fashion and to receive constructive and useful criticism

 

• and in other ways, not specified above, to be enabled, not impeded, in their education.

 

It goes without saying that the willingness of numerous students to speak with the review team (but not to be quoted) was critical in arriving at the decision to take the above actions. Let it, therefore, be clearly understood that the slightest indication of retaliation by faculty against students will be aggressively investigated by the Graduate Council to determine whether charges should be filed with the appropriate Senate Committee for violations of the Faculty Code of Conduct, not only for recent but also for any past offences.

 

Recommendations

 

It is the goal of the councils to use the review process to strengthen departments. Therefore, we urge the Administration to refrain from imposing punitive measures (such as withdrawing the 19th century FTE). This would diminish the department's stature and would harm even the graduate students we seek to protect.  Instead, we offer the recommendations below in the hope that they will be supported by the administration so that the department may emerge stronger and more respected than before. The department, for its part, can minimize the inevitable stain on its reputation resulting from the measures outlined above, by working quickly to address and redress the problems described in this review.

 

To the department and the administration

 

1 . To maintain the stature of the department and to bolster undergraduate teaching, raise the current search for a 19th century specialist to open rank, preferably someone already highly respected in the field, and ideally someone who might take a leadership role as the department emerges from the present crisis. It is understood that recruiting such a person may be temporarily delayed by the measures outlined above, however the delay can be shortened by aggressive cooperation on the part of the department to correct the problems that have been noted above.

 

2. Seek a joint appointment to fill the 20th century position.

 

3. Seek a joint appointment to provide a permanent South Slavist.

 

To the department

 

4. Engage the linguistics faculty in the development of a more balanced undergraduate curriculum in which the linguists share in the undergraduate teaching.

 

5. Increase the selectivity of admissions to reduce graduate student attrition. The goal should be to generate a smaller (by half), better prepared student body, with more funding per student. Simultaneously, efforts to find additional sources of funding should continue. Any subsequent increase in admissions should be accompanied by commensurate increases in funding opportunities for the students.

 

6. The procedures for and the criteria upon which funding decisions are made must be clearly explained to the students in writing.

 

7. Lift the veil of secrecy characteristic of the department. For example, admit the MSO to faculty meetings as is done for all other departments in the Kinsey Humanities Group, and allow graduate students meaningful participation.

 

Time line

 

A follow-up review of the department will be conducted in the Spring of 2001 by a process to be decided before June 30, 2000.

 

Approved by the Graduate Council: June 9, 2000

 

Approved by the Undergraduate Council: June 9, 2000

 

Appendix I: External Reviewer Reports

 

 


Appendix I

External Reviewer Reports

 

 

Alan Timberlake, Slavic Languages & Literatures, UC Berkeley

David Bethea, Slavic Languages & Literatures, University of Wisconsin


TO: Duncan Lindsey, Chair, Graduate Council, Academic Senate Office, UCLA

 

FROM: David Bethea, Department of Slavic Languages & Literatures, University of Wisconsin­Madison;

 

Alan Timberlake, Department of Slavic Languages & Literatures, University of California at Berkeley

 

ABOUT: External Review of the Department of Slavic Languages & Literatures, UCLA, February 23-25, 2000

 

               1. General. For several decades UCLA has been a leader in Slavic studies in North America, the hallmarks of its program being an enviable breadth and rigor. It has been especially strong in the area of linguistics and poetics. Perhaps more than any other department in the country, UCLA's has embodied, and to a significant degree still embodies in some of its faculty, what the great structural linguist Roman Jakobson called the study of the "Slavic word"-- the investigation of how the disciplines of linguistics, poetics, folklore, and literary study interrelate and interpenetrate on Slavic soil. UCLA's Slavic faculty are virtually without exception highly productive and distinguished, with national and in several cases international reputations.  On the undergraduate level, the department has generally worked hard to make itself accessible and relevant to today's students, and it has done so without abandoning its traditions and high standards. The language program at UCLA, about which we will have more to say below, is one of its singular strengths. With regard to the graduate program, the students appear to be exceptionally well trained,

a fact further corroborated by the department's record of placing seven out of seven new Ph.D.s over the past five years. This record of placing students in recent years is unparalleled among Slavic programs in America.

 

               UCLA has thus managed to keep intact a basic infrastructure for Slavic study which should allow it to be well positioned for the future. This depth and breadth will be necessary as a kind of gold reserve, which can be drawn upon over time, as the needs of the world at large and of the student body at UCLA change. It goes without saying that no Slavic program, in the country has been immune to the vast cultural and demographic shifts brought on by the fall of the former Soviet Union and the onset of the new global economy and changing interests on the part of American undergraduates, who ever more treat undergraduate education as training for future employment. The key is to find a way to adapt to external changes while still maintaining the basic integrity of one's programs-to provide needed training to undergraduate and graduate populations without becoming in the process a service department.

 

               The external reviewers sense that Slavic at UCLA can successfully adapt to the demands of a smaller (yet still strategic) language, literature, and culture program in today's academy, but some of the decisions it will have to make will not be easy and will necessarily go against the grain of the department's own traditions. In what follows we try to offer some points of orientation as well as concrete recommendations that the department and administration may want to take into account as they consider the future.

 

               2. Undergraduate Program. The interviews with the department's undergraduate students were one of the most pleasant aspects of our two-day review experience. Slavic appears to be blessed with a number of gifted undergraduate instructors. We cannot recall an instance where one of the students being interviewed said something negative about the department or the individual course or courses. So-called "heritage" (émigré or second-generation) students were especially numerous and enthusiastic: they stated repeatedly that the new courses designed to educate them further in a language and culture they left prematurely are both much needed and well taught. Several individuals praised the accessibility of the instructors and TAs. They felt themselves to be part of a small "collective" on a large campus, with the staff making time to accommodate their needs in a cheerful and always professional way. The "Russian room," a specific location where students can drop to chat with TAs or a native Russian speaker (Ninel Dubrovich) is a demonstrable success. The system of offering three parallel tracks for majors (Russian language and literature, Slavic languages and literatures, and Russian studies) appears to work well and to, build on the strengths-especially the breadth---of the department. We would also like to applaud the new major in European studies, which further integrates Slavic into the campus mainstream. The department is to be commended for the efforts it has made in the last decade to broaden its appeal. We are confident that the department is genuinely committed to these efforts, and under the department's present enlightened leadership, even more new courses will emerge and the efforts will continue, organically and effectively, to broaden Slavic's undergraduate presence on campus.

 

               We would like to note, however, that, based on enrollment data for the 1997-98 and 1998-99 academic years provided by Academic Planning and Budget, there appears to be a significant asymmetry between the literature and linguistics faculty in terms of their respective undergraduate teaching assignments. Literature faculty regularly teach undergraduate courses, linguistics faculty do not. It looks to us that virtually every course that contributes substantially to the undergraduate student credit hour numbers for Slavic-Russian 25 (The Russian Novel in Translation), Russian 99A (Introduction to Russian Civilization), Russian 99B (Russian Civilization of the 20th Century), Russian 124D (Dostoevsky), Russian 130B (Russian Poetry of the Late 18th to the Early 20th Century), Russian 140B (Russian Prose from Karamzin to Turgenev), etc.-is taught by a member of the literature faculty, and those student credit hours have allowed their departments to offer low-enrolled graduate courses and thereby to keep these programs going. This creates the impression that, at present, the senior linguists are doing the majority of their teaching at the graduate level, a distribution of faculty energy which naturally results in problems with enrollments and student credit hours. Linguists need not teach only highly specialized courses in linguistics per se, which in any event would have trouble drawing from an undergraduate population; instead, they might consider offering courses in such related fields as folklore, mythology, culture, history of culture, etc. After all, literature faculty around the country have been called upon to "reinvent themselves" by offering more general education and writing-intensive courses that serve the larger college population; literature faculty regularly extend themselves to develop courses in film, art, or periods of literature in which they are not research specialists. Another possibility is that the department's linguists offer already existing courses for other departments and programs-for example, a course on dialectology for the Linguistics Department or a course on discourse theory for Applied Linguistics.

 

               We might note parenthetically that small departments like Slavic would be encouraged in attempts to reach larger audiences if the University were to adopt a policy of crediting the home department of the instructor rather than the department offering the course; this would be an incentive for faculty in small departments to teach established, high-enrollment courses for other departments. And even if it is not UCLA's policy (for now) to give official credit for enrollments logged by home faculty in visiting departments, Slavic in this instance would still get the reputation for being good citizens. The asymmetry in the utilization of faculty energy needs to be addressed and something approaching equality of undergraduate-graduate teaching assignments for all ladder faculty ought to be instituted.

 

               3. Language Program. UCLA is fortunate to have an exceptionally strong and well-integrated language program with a bright and responsive staff. Professor Olga Kagan is generally recognized as one of the three leading experts on Russian language pedagogy in the country, along with Patricia Chaput at Harvard and Benjamin Rifkin at Wisconsin. She has remained active as a writer of a widely-used textbook and course materials, and her writing and boundless professional activity also serve to raise the visibility of the department. Her leadership and highly professional manner are in evidence throughout the program. The departments TAs seem very satisfied with Professor Kagan's supervision of their teaching duties and with the preparation they receive in Slavic 375 (Teaching Apprentice Practicum). When we interviewed all the language instructors together, including those in Russian, Czech, Polish, Ukrainian, Hungarian, Romanian, and Serbian/Croatian, there appeared to be excellent camaraderie among them. We were particularly impressed with the numbers of students in Dr. Galateanu's Romanian classes. The enrollments in most upper-level Russian classes are relatively robust, comparing favorably with enrollments in other institutions, and that is a good sign. It is also impressive that there is remarkably little attrition from one quarter to the next in the basic sequence of language courses. There is also much more emphasis on non-linguistic content in the language courses than was the case just a few years ago. Again, students seem to reflect the well organized nature of the program and the dedicated attitude of Professor Kagan and her colleagues with their comments, which virtually to a person show a high degree of satisfaction.  It was a wise move to fix Olga Kagan in place as permanent faculty, at a time when it was difficult to make lecturer appointments with SOE. It is our judgment that the language program, while forced like many sister programs around the country to pay heed to enrollments and to continue to reach out to a changing student population, is in good hands for the indefinite future.

 

               Given the relative difficulty of languages in the Slavic group, we would urge the administration to give the department some flexibility in setting smaller class sizes in lower level courses: aiming for the mid-20s (with maximum at 26) seems high to us; a limit of 15 would be better, given the context.

 

               4. Graduate Program. As we suggested in our opening remarks, at present Slavic is undergoing as much change as any field in the humanities. Without doubt much of this change has to do with demographics and the "new" economy, but some does not. At many universities deans are not replacing slots automatically, but are waiting to see if student demand warrants the same outlay as in the past. Financial aid for graduate study in the humanities, usually one of the more difficult sells to campus administrations even in prosperous times, has not been helped by news of shrinking applicant pools and the ever fragile job market for new Ph.D.s. Thus, we would like to stress that there are various factors over which no Slavic program, including that of UCLA, has had control since the time of the last review in 1992. Disciplines can grow up when there is a need (say, the "Cold War" or "sputnik"), but they can also languish when that need disappears. We are all historically situated in this way, as any look in a course catalogue just a few short generations ago will show. It is a cliché, but it is perhaps worth repeating: in order to remain viable, today's Slavic departments and programs will have to attract and train today's, not yesterday's, students; they will have to find ways to maintain intellectual integrity while still being responsive to different audiences.

 

               Having said this, we believe that Slavic at UCLA is at an historical crossroads for other reasons as well. If the "infrastructure," in terms of faculty resources and national reputation, is there to insure that the program is well situated to face the future, there are also real challenges that need to be addressed soon, and in a thorough, collegial manner. As capable as UCLA's graduate students in Slavic are, and as appreciative as they are of the intellectual training they receive, they suffer from an alarming level of anxiety, bordering on demoralization.  (The issue of faculty collegiality will be addressed farther on.) We realize that to be a graduate student is to be, by definition, in a vulnerable, transitional status, with the result that a certain amount of legitimate (and sometimes less than legitimate) "ventilating" is to be expected. Bearing this in mind, we must nevertheless report that what we found during our visit was much more than what can be attributed to run-of-the-mill graduate student anxiety. We would urge the department to do everything in its power to address these problems in an open, fair, and non-defensive manner.  We do not wish to be alarmist, but neither do we wish to treat euphemistically an atmosphere that can poison and further undermine the continuing life of the department.

 

          To begin with, too many applicants have been accepted in the past relative to the level of support that the department is capable of providing. This in turn has translated into a system. where: 1) some (many?) continuing students do not have a reliable sense of their possibilities for aid in the future; 2) not everyone is given the opportunity to teach (a real liability for those going on the job market); and 3) the program has more people in the on-leave status than it ought. (The practice of dividing TA positions into two in order to spread the opportunity to teach perhaps has a certain logic, but it is unheard of at other institutions, and should be eliminated.) We anticipate that the shrinking applicant pool will probably take care of this problem by itself, but even so, the department should as a policy decide to admit fewer students and to provide more initial funding and continue to fund those it does admit on a more regular, longer basis.  In addition to being the responsible thing to do given the current job market in Slavic, this would both improve student morale. Some change in initial funding-a commitment to four- or five-year support packages is absolutely necessary to compete successfully against the other strong programs that offer multi-year financial aid packages.

 

               One thing that became clear from the review team's discussions was the need to make a more concerted effort to find teaching and research support positions for Slavic graduate students on campus. It appears that there are very real opportunities for Slavic graduate students to teach in other programs, to serve as: TAs in ESL courses (after the minimal training), TAs in other languages of competence (many grad students in Slavic are foreign), TAs in writing-intensive or composition sections and in literature discussion sections of large General Education lecture courses (if this is a possibility); possibly TAs in content courses in Linguistics, etc. It would take a little effort to learn what the realistic possibilities are, but once the paths of employment in other programs, once discovered, quickly become worn. (sic)

 

               The department also has in place some specific projects, specifically the journals edited by Professors Ivanov and Klenin, that are of value to the profession as a whole. It would be a valuable source of modest support for one or two graduate students if such projects could be funded on a reliable and recurrent basis.

 

               The graduate students interviewed complained repeatedly that the procedures for selecting those to be funded in a given year are not explained to them in a consistent fashion. (For the record, the external reviewers are of the opinion, based on their experiences at home institutions, that the procedures for determining who receives financial aid should be made explicit, but that publicizing the actual ranking of all the students can be divisive and ought to be avoided.)  Equally troubling were the numerous stories of confusion and frustration with regard to exams and readings lists: there does not seem to be an understanding of what the core material is that all students should know for their M.A. exams (linguistics), as apparently the faculty cannot agree on a single format; likewise, there does not appear to be a clear policy on the composition of examinations: what should come from relevant course work and what from outside reading (NB: no reading list exists). Finally, the Ph.D. exam (linguistics) too often repeats "broad knowledge" aspects of the M.A. exam without allowing the student to do the sort of in-depth analysis he or she will have to show at the dissertation level. On the literature side, the students asked that the reading list be updated, a course on recent Russian literature be instituted (in the bargain, probably displacing moving the requirement of Medieval Literature to the Ph.D. level), and the Movements and Genres course be replaced by Introduction to Graduate Study (or in Other terminology, a pro-seminar on literary theory and research methodology). These are all reasonable requests in our view.

 

               As stated, one of the special strengths of the UCLA graduate program in Slavic has been its breadth in linguistics offerings and its expertise along the "seam" of linguistics and poetics, and some faculty (especially from the linguists side) continue to teach and do active research in this tradition. But this strength has also created its own weakness. This broad interest could be one of the sources of a problem that we sense both the faculty and the grad students are loathe to acknowledge: the average time to Ph.D. for 21 students from 1988 to 1998 was, by our calculations, 9.347 years (based on the "Profile for Slavic Languages and Literatures," p. 2). Despite some improvement in recent years, we believe this time frame is much too long, given the department's financial aid constraints and the job market in Slavic. Programs should make every effort to advance their (hopefully now better funded) students through all the requirements, including writing the dissertation, in a 5-6 year period.

 

               Understanding this outer limit as a reality will force the department to make some changes in its program. Some of these changes might (and probably should) be: 1) instituting an 4-6 course outside minor (French, Philosophy, History, Linguistics, Applied Linguistics, Film, etc. the list is quite open-ended) that would give the students an added area of expertise (very attractive in today's market) but would have to come at the expense of existing requirements; 2) doing away with a formal M.A. exam (with obvious exceptions: when a student comes with a M.A. from elsewhere and needs to be tested or when the M.A. is terminal) and focusing attention entirely on the Ph.D. qualifying exam; 3) using the Ph.D. written examinations to test the student's comprehensive knowledge of the field, but using the Ph.D. oral examination as an opportunity to discuss and refine the dissertation proposal (i.e., replacing what is now called the "qualifying paper" by a new category); 4) considering requiring reading knowledge of French or German rather than French and German; 5) establishing thorough, up-to-date (both in terms of the primary and secondary literature), yet manageable/"realistic" reading lists in linguistics and literature; 6) announcing as policy to students that they be expected to take the qualifying exams by the end of their fourth year of graduate study; 7) making the study of the "second Slavic" language and literature an option for a minor rather than a requirement.

 

               By calling for these or analogous changes, we recognize that in some cases we are asking the department to move in a direction opposite the one they would prefer. For example, we gather from the linguistics graduate students and faculty that many would like for all M.A. students to have demonstrated proficiency in several "core" courses-Introduction to Phonetics, Introduction to Historical Linguistics, Phonology, Syntax-before being admitted to the Ph.D. program. Here the implication is that until all the Ph.D. candidates are on the same level playing field, it is disruptive and inefficient to have them study together. Only by having capable but insufficiently trained new students take the requisite courses outside of the department, presumably in Linguistics, can the situation be dealt with, goes this logic. Again, the impulse to fix the problem has been to add rather than subtract. But we fear that this solution, while understandable and perhaps desirable in a world of unlimited resources, could end up extending further the time to degree of these students. Similarly, students were enthusiastic about the possibility of courses that would extend in the twentieth century past the thirties, but at the same time seemed unwilling to understand that any such addition will lengthen the program.

 

               Evidently some changes need to be made to adjust the real preparation of incoming students. Perhaps it would be better for the colleagues teaching the graduate curriculum in Slavic linguistics to think of ways to provide some of this rudimentary knowledge in phonology or syntax in already existing (or, if necessary, newly designed) courses. Or if they truly believe that students entering the program need to do work outside the department before they are qualified to study with their peers, then the burden will be on these same colleagues to come up with a way to reduce the students' requirements at a later stage.

 

               And lastly, in the spirit of morale building, we would urge the faculty to have an open discussion among themselves and come up with simple guidelines for how to provide feedback to students when correcting papers. Although students applauded the faculty for being generally accessible and responsive in one-on-one situations, they want more explicit feedback on their written work (especially when the professor possesses competence in their native language). As this is a culturally nuance issue, the best solution may be to establish some general "do's" and "don't's" (including silence). With regard to faculty advising, the students ask that their own professional needs be placed above enrollment issues when recommending courses. They would also like the option of taking exams either by hand or on the computer (a fairly widespread practice these days), and they would like to have greater access to the reading room, but in a way that doesn't jeopardize security.

 

               5. Faculty. The Slavic faculty at UCLA gets high marks for its splendid publication record and its national and international visibility. It is true, moreover, that the department has made strides in the 1990s to balance its profile between linguistics/language, on the one hand, and literature, on the other. Professors Ivanov and Yokoyama are major appointments by any standards, and Professor Koropeckyj has been an excellent addition as Polonist with other areas of expertise. Be this as it may, there are gaps in current coverage that will need to be filled before the department can be considered to be at full speed and competitive with the top programs in the country: 1) a specialist in "Golden Age" prose (Dostoevsky, Tolstoy, etc.) with theoretical sophistication and a well-established record in the field; 2) a specialist in twentieth century Russian literature, particularly the contemporary period; 3) a South Slavicist. It is our belief that the first position, the Golden Age specialist, is absolutely crucial to the long-term health and viability of the department: this is where the biggest enrollments reside in any Slavic program, and to have a well-known person representing this area would certainly add to the luster of the department. It is the core area of any graduate program, and it would not be unnatural to expect the person filling the position to exercise a leadership role in the definition of the literature program. For this latter reason, we recommend that the search be open as to rank; the department might be extremely well served if it could identify and attract a prominent colleague at an intermediate rank (approximately, the senior associate rank-that is, ready to be promoted to full professor) and with one or more outstanding books to his or her credit. To repeat, however, nothing in our estimation would do more to raise the profile of the department and to solidify its orientation as an equal parts literature and linguistics faculty than this appointment.

 

The second literature appointment is also important programmatically and politically: the graduate students would like more training in contemporary literature and they are right to assume that this would make them more marketable-but perhaps a little less so strategically. It could and probably should be at the junior level. The South Slavic position, which both the linguistics faculty and students lobbied for eloquently and for years, is an area that most major programs in the country still have coverage in. Since breadth has always been UCLA's hallmark, it would be a significant blow to its tradition and reputation to do away with this position. The question seems to be whether to fix it in place as a permanent ladder position or to continue to fill it on a visiting/adjunct basis. The adjunct position has evidently been a satisfactory temporary and ad hoc measure (with the reservation that no adjunct person can serve on examinations). If one of the senior linguist positions (two are relatively close to retirement) could be "mortgaged" for this one, and if the position description were crafted not for a narrow linguist but for a person genuinely able to teach the language(s), literature(s), and culture(s) of the former Yugoslavia, then it would make sense to make the appointment sooner rather than later. For, to reiterate, we do believe that UCLA should have a South Slavicist.

 

               6. Leadership and Collegiality. We understand from the faculty, graduate students, and staff that the period since the last review has not always been easy for the department. The Slavic field has changed and business as usual, probably never a viable option, is even less a possibility today than it was eight years ago. Moreover, there have on occasion been personnel issues in the department, which we will touch on briefly below, that have sometimes strained relations and caused problems with morale, especially the morale of the graduate students. But we do not believe the fabric of trust and collegiality has been irreparably torn, only frayed. In this respect, it seemed obvious to us that the current chair, Michael Heim, with his patience, good will, sensitivity, and the respect he universally enjoys, has done an admirable job of bringing the department out of a situation of potential crisis; he is the right chair for the department at this time. It was especially encouraging to us to see the solid relationship that Professor Heim had forged with Dean Yu and the administration-this at a time when a positive relationship needs to be and can be developed. Indeed, in our view (and here we rely on observing analogous situations at our own and other institutions), it can be catastrophic when trust between department and administration breaks down, and there is no justification in this instance for the department not to work cooperatively with the current administration.

 

               Yet all of the patience and intelligent stewardship of one individual will not by themselves succeed in mending the frayed fabric and getting this academically superb department again on sound footing. Nor will additional resources in and of themselves. For this mending process to take place, other colleagues will have to participate. They will have to be willing to compromise on some issues (the shape of the curriculum, the set of requirements, the length of the program of study, etc.) but not on others (what constitutes "Professional" behavior).

 

               Which brings us at last to the thorny issue of (for lack of any other general word) collegiality. We, the external reviewers, heard numerous descriptions from the students and staff of how some Slavic faculty behaved in a manner that can only be called unprofessional. We mention these incidents now neither to denounce specific individuals nor to establish the allegations as true-we were not given the time or the mandate to determine the veracity of these reports or to adjudicate in these matters- but simply to let the department know that there is a significant problem of aggrieved perception (and quite possibly fact) with regard to student-faculty and staff-faculty relations.  We live in a litigious society and, issues of normal civility aside, the power differential between a tenured faculty member and a graduate student is too great not to take seriously the potential for abuse. To repeat, the issue is not whether any of this, or even a small part of it, happened (although this much smoke suggests there must be some fire). Rather, the issue is that the "air needs to be cleared," the students and staff need to feel that they have been heard, and a statement needs to be made that nothing like this will occur again and that the department is making a fresh start.

 

We make no official recommendations here other than to say that the department must find a way to reunite around Michael Heim's and others' leadership. How they accomplish that, either with the help of professionals or on their own, is best left up to the department and to the administration. But at the end of the (hopefully short and efficacious) day, something must be done.

 

               7. Conclusion. The Department of Slavic Languages and Literatures at UCLA has been, one of the premier programs in the country for three decades, especially in linguistics, where it arguably has the strongest research faculty in America.  Its students are being placed. The research and editorial activity of its faculty are visible and respected by colleagues in the field. But like any program it has evolved to the point where it faces a series of challenges, some external, some of its own making. To respond to those challenges we recommend the following:

 

UNDERGRADUATE PROGRAM:

 

1) that undergraduate teaching assignments be shared equally by linguistics and literature faculty through the development of a more balanced curriculum;

 

2) that the department continue to seek ways to include General Education, writing-intensive, and other courses appealing to a campus-wide audience in their curriculum;

 

3) that the beginning sections of Russian not be filled to 26, but be allowed to be smaller (app. 15);

 

GRADUATE PROGRAM:

 

4) that the number of new students being admitted to the graduate program be reduced and that the goal be to give financial support to all grad students in the program;

 

5) that other forms of financial aid for graduate students on campus be investigated (TA-ing in ESL courses, language courses outside of Slavic, etc.);

 

6) that reasonable and coherent reading lists be established for the Ph.D. (and if still necessary, M.A.) programs in linguistics and literature;

 

7) that an exam, format be regularized for both linguistics and literature exams, M.A. and Ph.D. levels, and that the expectations for student performance be made explicit;

 

8) that the graduate program, be simplified and the time-to-Ph.D. be reduced by a variety of changes, possibly including: eliminating the M.A. exam. (except for specific circumstances), offering the choice of French or German, establishing a non-departmental minor while reducing other requirements, replacing the "qualifying paper"' with a "dissertation proposal" (to be discussed at the qualifying exam. oral), etc;

 

FACULTY:

 

9) that a Golden Age prose specialist, at open rank, be appointed as soon as possible;

 

10) that a junior specialist on contemporary literature be appointed as soon as the Golden Age specialist has been fixed in place;

 

11) that a well-rounded South Slavicist, with possible background in linguistics but with the ability to teach various courses in the language(s), literature(s), and culture(s) of the former Yugoslavia, be appointed as a "mortgage" for one of the senior linguist positions;

 

12) that the department work together to address issues of collegiality that have damaged relations with graduate students, staff, and the administration.

 

(signed)

David M. Bethea

Vilas Professor

University of Wisconsin-Madison

 

(signed)

Alan Timberlake

Professor

University of California at Berkeley

Department of Slavic Languages and Literatures


Appendix II:

Site Visit Schedule


Department of Slavic Languages and Literatures

Site Visit Schedule

February 24-25, 2000

 

*All meetings will take place in 374 Kinsey unless noted otherwise

 

Wednesday, February 23, 2000

 

7:00 p.m.: Dinner meeting for review team members only. Tanino's Restaurant, 1043 Westwood Blvd. (between Kinross and Weyburn, (310) 208-0444.

 

Thursday, February 24, 2000

 

8:00: Breakfast discussion with Chair Michael Heim

9:00: Meeting with Dean Pauline Yu

10:00- 10:40: Linguistics Faculty (Henning Andersen, Andrew Corin, Vyacheslav Ivanov, Emily Klenin, Olga Yokoyama)

10:40 - 11:20: Literature Faculty (Michael Heim, Vyacheslav Ivanov, Joachim Klein, Emily Klenin, Roman Koropeckyj, Alexander Ospovat, Rob Romanchuk)

11:20 - 12:00: Language Faculty (Nelya Dubrovich, Georgiana Galateneau, Michael Heim, Olga Kagan, Roman Koropeckyj, Susan Kresin, Judith Simon, Mel Strom)

12:00: Lunch

1:15: Meeting with Undergraduate Students

2:00: Meeting with Graduate Students

2:45: Review of TA Training Program - Olga Kagan , Susan Kresin and Julia Morozova

3:15: Review of Advising - Henning Andersen, Inna Gergel, Roman Koropeckyj, Alexander Ospovat

4:00: Closed Session for Review Team only

5:00: Dinner at Michael Heim's home

 

Friday, February 25, 2000

 

8:30: Breakfast for Review Team

 

9:00: Conference call with Ron Vroon

 

9:15: Conference call with Gail Lenhoff

 

9:30: Marilyn Gray, graduate student

 

9:45:

 

10:00: Minhee Kim, undergraduate student

 

10:15: Olga Yokoyama, Professor

 

10:30: Cori Weiner, graduate student

 

10:45: Susie Bauckus, graduate student

 

11:00: Julia Verkholantsev, graduate student

 

11:15 :

 

11:30: John Narins, graduate student

 

11:45

 

12:00: Lunch

 

1:00: Meeting with Slavic Staff (Mila August, Inna Gergel, Carol Grese, Jami Jesek, Sasha Mosley and Carolyn Walthour)

 

2:00: Final review team with Michael Heim

 

3:00: Closed Session

 

4:00: Exit Meeting (2121 Murphy): Review Team; Chair Heim; EVC Hume; Assoc. Dean Hune; Dean Yu; Provost Copenhaver; GC Chair Lindsey; UgC Vice Chair Bjork; FEC rep K. Baker.

 

 

Contact Person for the Site Visit:

Inna Gergel

Phone #: X53856

Fax #: 65263

115F Kinsey

 


Appendix III: •Factual Errors Statement from Department Chair, M. Heim

•Response to Statement from H. Martinson


 

Crespo, Luisa

 

From: MICHAEL HEIM [heim@HUMnet.UCLA.EDU]

Sent: Thursday, June 08, 2000 1:54 PM

To: crespo@senate.ucla.edu

Subject: response to academic senate review

 

8 June 2000

 

 

Professor Duncan Lindsey

Professor Orville Chapman

Academic Senate Executive Office

3125 Murphy Hall

140801

 

Dear Professors Lindsey and Chapman:

 

Please distribute the following to the members of the Graduate and Undergraduate Councils. It is my response to the drafts of the internal and external reviewers' report of the Department of Slavic Languages and Literatures. I will address both errors of fact and errors of omission.

 

Let me begin by saying that I have no bones whatever to pick with the external report: it is not only factually accurate but conveys the spirit of the Department. I cannot say the same about the internal report or, rather, about the section of the internal report entitled "Graduate Program" (pp. 2-5). It contains a number of inaccurate statements, fails to make certain important points, and - most important - draws a picture of the Department I do not recognize.

 

Before I try to set right the general impression, however, I will set right some details. The specific case history on p. 3 opens by stating that the student in question entered the program with "excellent credentials." In fact, her Russian